Raleigh G. Peters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raleigh Gene Peters, who also goes by Raleigh Peters, was a registered financial professional .
Raleigh is a previously registered financial professional and started their career in finance in 1995. Raleigh had worked at 7 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 79, Series 7, Series 22, Series 6, Series 51, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2025 - May 1, 2025
PINE DISTRIBUTORS LLC
June 22, 2018 - March 15, 2023
BLACKSTONE SECURITIES PARTNERS L.P.
January 3, 2011 - March 2, 2018
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
September 27, 2010 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
January 4, 2005 - June 30, 2009
CAPITAL CLIENT GROUP, INC.
September 7, 2004 - December 16, 2004
FEDERATED INVESTMENT COUNSELING
July 18, 1995 - December 16, 2004
FEDERATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2025
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PINE DISTRIBUTORS LLC
CRD#: 323408 / SEC#: , 8-71004
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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