Mark W. Gregson
Professional summary
Mark William Gregson, who also goes by Mark Willaim Gregson, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Atlanta, Georgia and INVESCO CAPITAL MARKETS, INC. located in Atlanta, Georgia.
Mark is registered as a RR (Registered Representative) and started their career in finance in 2004. Mark has worked at 4 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark William Gregson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2000 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309April 26, 2011 - Present
INVESCO CAPITAL MARKETS, INC.
Office #1: 1331 Spring Street Nw Suite 2500, Atlanta, GA 30309January 15, 2004 - June 10, 2004
INVESCO DISTRIBUTORS, INC.
January 15, 2004 - December 7, 2007
FUND MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Investors' Exchange LLC
Current Firm
INVESCO CAPITAL MARKETS, INC.
CRD#: 6939 / SEC#: , 8-19412
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | OWNER | |
| GEYER, WILLIAM SENG | DIRECTOR AND CO-PRESIDENT | 2250035 |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARTIGAN, BRIAN CHRISTOPHER | DIRECTOR AND CO-PRESIDENT | 4227272 |
| SAUERBORN, THOMAS J | PRINCIPAL OPERATIONS OFFICER | 1554859 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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