Richard M. Kagan
Professional summary
Richard Mark Kagan is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1970. Richard has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Mark Kagan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 20, 2015 - December 31, 2022
THE LEADERS GROUP, INC.
May 17, 1996 - February 2, 2015
MML INVESTORS SERVICES, LLC
January 1, 1988 - January 16, 2002
PRUCO SECURITIES, LLC.
June 8, 1971 - December 31, 1992
G. R. PHELPS & CO., INC.
March 9, 1970 - February 4, 1971
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2023)
(10/16/2023)
(11/16/2023)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 3/2/1970
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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