Mark A. Rodgers
CONCURRENT INVESTMENT ADVISORS | Financial Advisor
Chicago, IL 60642
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CRD#: 2630053
Professional summary
Mark Andrew Rodgers, who also goes by Mark A Rodgers, is a registered financial advisor currently at CONCURRENT INVESTMENT ADVISORS, LLC located in Chicago, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Chicago, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark A Rodgers
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ConcurrentInvestmentAdvisorsLLC DBA BMR Retirement GroupLLC-I/R Yes-1512WChicagoAveSte1,ChicagoIL-Biz RIA-Position InvestmentAdvRep-StartDate04-123-Hrs/month160-Hrs/trading40-Make recommendations or otherwise give investment advice regarding securities, manage accounts or portfolios ofclients,determine which recommendation or advice regarding sec should be given based on client suitability, time horizon, risk & objectives-Comp Advisory Fees (BMRRetirement Group LLC-I/R Yes-1512WChicagoAveSte 1,ChicagoIL-BizMake recommendations or otherwise give investment advise regarding secs, manage account or portfolios of clients, determine which recommendation or advice regarding securities should be given based on client suitability, time horizon, risk &objectives Position Owner-StartDate1/5/18-Hrs/month 155Hrs/during trading155-Duties Financial Advisor-Advisory fees, commissions, salary plus bonus (3)ConcurrentPartners1-I/R Yes-1512 W Chicago Ave Ste 1,ChicagoIL-Biz Concurrent Partners1(CP1)is a holding company that invests in ConcurrentInvestmentAdvisors LLC advisors practices.CP1acquires minority, non controlling, nonoperating interests in advisors practices within the Concurrent network. Aspart of theinvestment, advisors receive proportional shares ofCP1.This allows those partner firms to benefit from the overall success of Concurrent in addition totheir ownindividual practice-Position Personal/Private Investment-StartDate02/05/21-Hrs/month1Hrs/during trading1-DutiesPassive Investor-Comp None (4) NextRetiremeSolutions-I/R Yes-1512 W Chicago Ave Ste 1,Chicago,IL-Biz Support company-Position Non-owner-StartDate10-04-18-Hrs/month0Hrs/during trading0-Duties NonComp None #5FinancialStrategiesGroupLLP-I/R No-805 S McHenry Ave Ste 1,Crystal Lake, IL-Biz Life Insurance & LTC-Position Private Wealth ManagerStartDate4-18-Hrs/month3 Hrs/during trading3-DutiesPartneringwithFinancialStrategiesGroupLLC on Life Ins & LTC. They assist with sales process to my clients &prospectComp Commissions (6) BoomerFinancialLLC-I/R Yes-1512WChicagoAve Ste1,Chicago,IL-Biz Partnership with BMR Retirement & Financial Independence Ltoacquire clients-Position Private Wealth Manager-StartDate2/19/20-Hrs/month0-2Hrs/during trading0-2-DutiesService existing accounts and prospect newaccounComp Advisor fees & commissions (7) FinancialIndependence Group(FIG)-I/R No-19520 WCatawbaAveSte 200,Cornelius,NC-Biz Life Insurance & LTC-Position/a-StartDate9/14/21-Hrs/month0Hrs/duringtrading0-Duties Biz partner (Bill Kumm) in Boomer Financial LLC utilize FIG as an FMO to run illustrations & quotes folifeinsurance & LTC-Comp Commissions (8) Fixed Business, Investment Related,1512WChicagoAveSte 1,Chicago, Agent, 04/2023, 4 hours, 4 hours, sell fixedbusinessproducts. (9) Drai's1512LLC- I/RNo-1512 W Chicago Ave Ste 1, Chicago, IL-Biz50%owner of1512WChicagoAve-Position Owner-StartDate11/01/18Hrs/month1Hrs/during trading0Duties-Purch50% of property1512 W Chicago Ave & leased to BMR. Its our Chicago office-Comp Rental Income(10) Winchester Place-I/R No-1136N Winchester Ave, Chicago, IL-Biz Renting our Coach House-Position Owner-StartDate10-04-18 hrs/month1Hrs/duringtrading0-DutiesRole is limited becausemy partner JoAnne will be manage the day to day operations&100%of the rev is allocated to her-Comp Rental Income #11 424 WoodLLC-I/R No-424N Wood St,Chicago IL-Biz Commercial Property-Position Minority Owner-StartDate1/28/21Hrs/month0 Hrs/duringtrading0DutiesSilentpartner/minority owner Commercialproperty 424 N Wood St-Comp Rental Income #12 Brant Hickey & Associates -I/R Yes-17 N State St, Ste 1530,ChicagoIL 60602 StartDate 08/2025 1-Hrs/month not during business hours - Referral arrangement
CRS (Client Relationship Summary) - RIA
Click below to view Mark Andrew Rodgers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2023 - Present
CONCURRENT INVESTMENT ADVISORS, LLC
Office #1: 1512 W. Chicago Ave Suite 1, Chicago, IL 60642RIA
CRD#: 323135
Chicago, IL
Current
April 17, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1512 W Chicago Ave Suite 1, Chicago, IL 60642BD
CRD#: 35747
Chicago, IL
Past
January 5, 2018 - April 25, 2023
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CHICAGO, IL
Past
January 5, 2018 - April 25, 2023
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHICAGO, IL
Past
August 20, 2007 - January 11, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHICAGO, IL
Past
June 20, 2007 - January 11, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHICAGO, IL
Past
July 14, 2006 - June 15, 2007
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
April 3, 2002 - June 19, 2006
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Past
March 20, 1999 - December 21, 2001
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
BD
CRD#: 40596
HARTFORD, CT
Past
January 1, 1998 - February 16, 1999
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
January 10, 1997 - January 1, 1998
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
October 10, 1995 - March 21, 1996
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 10, 1995 - March 21, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CONCURRENT INVESTMENT ADVISORS, LLC
44 MANAGEMENT | WINE COUNTRY WEALTH | WEALTH PARTNERS ALLIANCE | VENN WEALTH MANAGEMENT | VALENTA CAPITAL MANAGEMENT | TIDWELL-PREMOCK-BASILONE PRIVATE WEALTH MANAGEMENT | THE WEALTH STEWARDS | THE HAMILTON GROUP | TAILORMADE WEALTH COUNSEL | T7 LEGACY | STAMPER WEALTH & RETIREMENT GROUP | SPHINX ADVISORY GROUP | SPECTRUM WEALTH PARTNERS | SAUER WEALTH MANAGEMENT | PRICE FINANCIAL MANAGEMENT | OLD TOWN ADVISORS | NEXT RETIREMENT SOLUTIONS | MAVERICK WEALTH ADVISORS | MATT WIGREN & LAURA CHRISTOFFERSON | LUMATURE WEALTH PARTNERS | LINDAMOOD FINANCIAL GROUP | LEGACY PRIVATE WEALTH PARTNERS | LAURUS FINANCIAL GROUP | KEATON AND SAMS WEALTH MANAGEMENT | INSIGHT PRIVATE WEALTH | HUDSON WEALTH MANAGEMENT | HEARTLAND WEALTH MANAGEMENT | HEAD RETIREMENT & WEALTH STRATEGIES | HARRIMAN HALL WEALTH | GRH WEALTH MANAGEMENT | GREAT BASIN ASSET MANAGEMENT | FIG GARDEN WEALTH MANAGEMENT | FAMILY WEALTH SOLUTIONS | ENGLESTAD WEALTH ADVISORS | ELEVATE FAMILY PARTNERS | EAGLE CAPITAL | DAS WEALTH MANAGEMENT GROUP | DANIELSON TATE CAPITAL PARTNERS | CROWNMARK WEALTH ADVISORS | COX, KLUGH AND CO. | CORNERSTONE PRIVATE WEALTH PARTNERS | CONCURRENT RETIREMENT SOLUTIONS | CONCURRENT PRIVATE WEALTH | CONCURRENT INVESTMENT ADVISORS, LLC | CONCURRENT CORPORATE SOLUTIONS | CONCURRENT ADVISORS, LLC | CONCURRENT ADVISORS | COLUMBIA ASSOCIATES WEALTH MANAGEMENT GROUP | COLUMBIA ASSOCIATES | CILIBERTI & ASSOCIATES | CHIEF INVESTMENT OFFICE | CENTER STREET WEALTH MANAGEMENT | CANOPY ASSET MANAGEMENT | BRICK HOUSE WEALTH STRATEGIES | BMR RETIREMENT | AVENUES TO WEALTH FINANCIAL ADVISORS | ARKY MILLER FINANCIAL GROUP | ALLEGIANT WEALTH PARTNERS | ALDEN CAPITAL MANAGEMENT | ADELE FINANCIAL LLC | ADALAN PRIVATE WEALTH
CRD#: 323135 / SEC#: 801-126555
RIA
Registered Investment Advisory firm - (9/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/17/2023)
RR
California(4/17/2023)
RR
Florida(4/17/2023)
RR
Illinois(4/17/2023)
IAR
Illinois(4/17/2023)
RR
Indiana(4/17/2023)
RR
Massachusetts(4/17/2023)
RR
Michigan(4/17/2023)
RR
New Hampshire(4/17/2023)
RR
New York(4/17/2023)
RR
Ohio(4/17/2023)
RR
Oklahoma(4/17/2023)
RR
Oregon(4/17/2023)
RR
Pennsylvania(4/17/2023)
RR
Tennessee(4/17/2023)
RR
Utah(4/17/2023)
RR
Washington(4/17/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CONCURRENT INVESTMENT ADVISORS, LLC
44 MANAGEMENT | WINE COUNTRY WEALTH | WEALTH PARTNERS ALLIANCE | VENN WEALTH MANAGEMENT | VALENTA CAPITAL MANAGEMENT | TIDWELL-PREMOCK-BASILONE PRIVATE WEALTH MANAGEMENT | THE WEALTH STEWARDS | THE HAMILTON GROUP | TAILORMADE WEALTH COUNSEL | T7 LEGACY | STAMPER WEALTH & RETIREMENT GROUP | SPHINX ADVISORY GROUP | SPECTRUM WEALTH PARTNERS | SAUER WEALTH MANAGEMENT | PRICE FINANCIAL MANAGEMENT | OLD TOWN ADVISORS | NEXT RETIREMENT SOLUTIONS | MAVERICK WEALTH ADVISORS | MATT WIGREN & LAURA CHRISTOFFERSON | LUMATURE WEALTH PARTNERS | LINDAMOOD FINANCIAL GROUP | LEGACY PRIVATE WEALTH PARTNERS | LAURUS FINANCIAL GROUP | KEATON AND SAMS WEALTH MANAGEMENT | INSIGHT PRIVATE WEALTH | HUDSON WEALTH MANAGEMENT | HEARTLAND WEALTH MANAGEMENT | HEAD RETIREMENT & WEALTH STRATEGIES | HARRIMAN HALL WEALTH | GRH WEALTH MANAGEMENT | GREAT BASIN ASSET MANAGEMENT | FIG GARDEN WEALTH MANAGEMENT | FAMILY WEALTH SOLUTIONS | ENGLESTAD WEALTH ADVISORS | ELEVATE FAMILY PARTNERS | EAGLE CAPITAL | DAS WEALTH MANAGEMENT GROUP | DANIELSON TATE CAPITAL PARTNERS | CROWNMARK WEALTH ADVISORS | COX, KLUGH AND CO. | CORNERSTONE PRIVATE WEALTH PARTNERS | CONCURRENT RETIREMENT SOLUTIONS | CONCURRENT PRIVATE WEALTH | CONCURRENT INVESTMENT ADVISORS, LLC | CONCURRENT CORPORATE SOLUTIONS | CONCURRENT ADVISORS, LLC | CONCURRENT ADVISORS | COLUMBIA ASSOCIATES WEALTH MANAGEMENT GROUP | COLUMBIA ASSOCIATES | CILIBERTI & ASSOCIATES | CHIEF INVESTMENT OFFICE | CENTER STREET WEALTH MANAGEMENT | CANOPY ASSET MANAGEMENT | BRICK HOUSE WEALTH STRATEGIES | BMR RETIREMENT | AVENUES TO WEALTH FINANCIAL ADVISORS | ARKY MILLER FINANCIAL GROUP | ALLEGIANT WEALTH PARTNERS | ALDEN CAPITAL MANAGEMENT | ADELE FINANCIAL LLC | ADALAN PRIVATE WEALTH
CRD#: 323135 / SEC#: 801-126555
RIA
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Contact information
Main Address
100 S. Ashley Drive Suite 830, Tampa, FL 33602
Mailing Address
Phone number
(813) 709-8800
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,278 |
| AUM (Assets Under Management) | $ 9,901,639,186 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCURRENT INVESTMENT ADVISORS, LLC
Financial AdvisorCRD#: 323135Chicago, IL 60642TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
