Shaun P. Golden
Professional summary
Shaun Paul Golden was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Shaun is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Shaun had worked at 8 firms, which includes GOLDEN WEALTH MANAGEMENT INC., STONEX SECURITIES INC., NEXT FINANCIAL GROUP INC., A. G. EDWARDS & SONS INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, H.J. MEYERS & CO. INC., STERLING FOSTER & COMPANY INC., FAIRCHILD FINANCIAL GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2011 - December 31, 2016
GOLDEN WEALTH MANAGEMENT, INC.
January 28, 2011 - May 20, 2011
STONEX SECURITIES INC.
April 11, 2007 - January 7, 2011
NEXT FINANCIAL GROUP, INC.
June 15, 2001 - April 23, 2007
A. G. EDWARDS & SONS, INC.
May 4, 1998 - May 24, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 14, 1997 - February 4, 1998
H.J. MEYERS & CO., INC.
August 10, 1995 - March 11, 1997
STERLING FOSTER & COMPANY, INC.
June 30, 1995 - July 20, 1995
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
GOLDEN WEALTH MANAGEMENT, INC.
CRD#: 157893 / SEC#:
Contact information
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