Bradford D. Cook

STRATEGIC ADVISERS LLC

LAS VEGAS, NV

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CRD#: 2629605

Professional summary

Bradford D. Cook, who also goes by Brad Cook, Bradford David Cook, Bradford David Thomas Cook, Bradford Cook, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Las Vegas, Nevada and FIDELITY BROKERAGE SERVICES LLC located in Las Vegas, Nevada.

Bradford is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Bradford has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Cook | Bradford David Cook | Bradford David Thomas Cook | Bradford Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford D. Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LAS VEGAS, NV

Current

November 8, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LAS VEGAS, NV

Past

November 12, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

December 3, 2020 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

LAS VEGAS, NV

Past

December 3, 2020 - July 21, 2021

WADDELL & REED

CRD#: 866

LAS VEGAS, NV

Past

January 8, 2018 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LOS ANGELES, CA

Past

January 8, 2018 - November 13, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LOS ANGELES, CA

Past

December 2, 2016 - May 5, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

HUNTINGTON BEACH, CA

Past

September 22, 2016 - October 25, 2017

EASTERLY FUNDS LLC

RIA

CRD#: 281785

Huntington Beach, CA

Past

September 17, 2015 - October 25, 2017

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

February 14, 2014 - September 16, 2015

ALT FUND DISTRIBUTORS LLC

CRD#: 146547

NEW YORK, NY

Past

March 30, 2010 - March 11, 2014

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

IRVINE, CA

Past

May 11, 2009 - March 3, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRVINE, CA

Past

April 15, 2009 - March 3, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

IRVINE, CA

Past

January 11, 2007 - April 15, 2009

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

November 15, 2004 - January 10, 2007

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 30, 2002 - November 15, 2004

FARMERS FINANCIAL SOLUTIONS, LLC

CRD#: 103863

WESTLAKE VILLAGE, CA

Past

January 30, 2001 - February 21, 2002

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

March 2, 1999 - February 21, 2002

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

July 16, 1996 - February 19, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/8/2021)

Alaska
(11/8/2021)

Arizona
(11/8/2021)

Arkansas
(11/8/2021)

California
(11/8/2021)

Colorado
(11/8/2021)

Connecticut
(11/8/2021)

Delaware
(11/8/2021)

District of Columbia
(11/8/2021)

Florida
(11/8/2021)

Georgia
(11/8/2021)

Hawaii
(11/8/2021)

Idaho
(11/8/2021)

Illinois
(11/8/2021)

Indiana
(11/8/2021)

Iowa
(11/8/2021)

Kansas
(11/8/2021)

Kentucky
(11/8/2021)

Louisiana
(11/8/2021)

Maine
(11/8/2021)

Maryland
(11/8/2021)

Massachusetts
(11/8/2021)

Michigan
(11/8/2021)

Minnesota
(11/8/2021)

Mississippi
(11/8/2021)

Missouri
(11/8/2021)

Montana
(11/8/2021)

Nebraska
(11/8/2021)

Nevada
(11/8/2021)

IAR

Nevada
(3/31/2025)

New Hampshire
(11/8/2021)

New Jersey
(11/8/2021)

New Mexico
(11/8/2021)

New York
(11/8/2021)

North Carolina
(11/8/2021)

North Dakota
(11/8/2021)

Ohio
(11/8/2021)

Oklahoma
(11/8/2021)

Oregon
(11/8/2021)

Pennsylvania
(11/8/2021)

Puerto Rico
(11/8/2021)

Rhode Island
(11/8/2021)

South Carolina
(11/8/2021)

South Dakota
(11/8/2021)

Tennessee
(11/8/2021)

Texas
(11/8/2021)

IAR

Texas
(3/31/2025)

Utah
(11/8/2021)

Vermont
(11/8/2021)

Virginia
(11/8/2021)

Washington
(11/8/2021)

West Virginia
(11/8/2021)

Wisconsin
(11/8/2021)

Wyoming
(11/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/3/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/15/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 11/14/2003

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradford D. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradford D. Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

WADDELL & REED

WADDELL & REED

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

EASTERLY FUNDS LLC

FDX CAPITAL LLC

ALT FUND DISTRIBUTORS LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE DISTRIBUTORS, LLC

GUARDIAN INVESTOR SERVICES LLC

FARMERS FINANCIAL SOLUTIONS, LLC

NATIONAL PLANNING CORPORATION

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/4/2009

Series 63

Date: 8/2/1996

SIE

Date: 10/1/2018

Series 7

Date: 3/3/1998

Series 6

Date: 7/15/1996

Series 26

Date: 11/14/2003

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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