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Christopher Hilary Meade

REGIMENT SECURITIES, LLC.
CHICAGO, IL
·CRD# 2629159·31 years experience

Professional Summary

Christopher Hilary Meade, who also goes by Chris Meade, is a registered financial advisor currently at REGIMENT SECURITIES, LLC. located in Chicago, Illinois. Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 16 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Meade

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

REGIMENT SECURITIES, LLC.·CRD# 311302
BD
420 N. Wabash Avenue, Chicago, IL 60611
September 11, 2026 - Present
BLUE OCEAN ATS·CRD# 306512
BD
West Palm Beach, FL
October 5, 2023 - April 2, 2026
CODA MARKETS, INC.·CRD# 36187
BD
Wilmette, IL
March 4, 2014 - December 8, 2022
SUNGARD INSTITUTIONAL BROKERAGE INC.·CRD# 8509
BD
Geneva, IL
June 28, 2012 - December 31, 2013
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Geneva, IL
September 30, 2011 - February 13, 2014
FOX RIVER EXECUTION TECHNOLOGY, LLC·CRD# 133549
BD
Geneva, IL
September 8, 2011 - January 3, 2012
GETCO EXECUTION SERVICES LLC·CRD# 145021
BD
Chicago, IL
February 4, 2008 - August 22, 2011
OCTEG, LLC·CRD# 117429
BD
Chicago, IL
September 7, 2006 - August 22, 2011
GETCO SECURITIES, LLC·CRD# 151233
BD
New York, NY
March 7, 2006 - August 22, 2011
ARCHIPELAGO SECURITIES L.L.C.·CRD# 102500
BD
Chicago, IL
January 25, 2006 - August 29, 2006
OES BROKERAGE SERVICES, LLC·CRD# 132351
BD
Newark, NJ
November 16, 2005 - March 2, 2006
ARCHIPELAGO TRADING SERVICES, INC.·CRD# 15853
BD
Chicago, IL
July 13, 2005 - August 29, 2006
WAVE SECURITIES, LLC·CRD# 43705
BD
Chicago, IL
April 15, 2005 - March 7, 2006
NORTHERN TRUST SECURITIES, INC.·CRD# 7927
BD
Chicago, IL
March 5, 1999 - March 18, 2005
WINGSPAN INVESTMENT SERVICES·CRD# 17516
BD
Chicago, IL
February 11, 1996 - January 26, 1999
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
July 28, 1995 - December 14, 1995

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Current Firm

RS
REGIMENT SECURITIES, LLC.

REGIMENT SECURITIES, LLC.

CRD#: 311302 / SEC#: 8-70607
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

420 N. Wabash Avenue, Chicago, IL 60611

Mailing Address

420 N. Wabash Avenue 430, Chicago, IL 60611

Phone Number

(773) 480-7561

Established

Delaware since 09/21/2020

Firm Type

Limited Liability Company

Fiscal Year End

June

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
REGIMENT, LLC.MEMBER—
BURNHAM, STEPHEN TYLERSHAREHOLDER/PRINCIPAL4663613
D&A CAPITAL PARTNERS LLCMEMBER—
CAVANAUGH, MICHAEL ALANCEO/CCO4794844
KHOURY, ROBERT JACKFINOP/PFO/POO2917060

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(9/14/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1997About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Dec 2006

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Mar 2006About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Jan 1997About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Hilary Meade's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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