Mark S. Smed

ISC FINANCIAL ADVISORS

Albert Lea, MN 56007

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CRD#: 2629097

Professional summary

Mark Steven Smed, who also goes by Mark S Smed, is a registered financial advisor currently at ISC FINANCIAL ADVISORS located in Albert Lea, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Albert Lea, Minnesota.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark S Smed

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) ISC FINANCIAL ADVISORS DBA MURRAY FINANCIAL GROUP LLC POSITION: Advisor NATURE: Murray Financial Group is a Registered Investment Advisory Firm and an Insurance agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 70 START DATE: 04/01/2011 ADDRESS: At Registered Branch Location DESCRIPTION: I am an Employee / Advisor of Murray Financial Group 2) ISC FINANCIAL ADVISORS DBA MURRAY FINANCIAL GROUP LLC POSITION: AGENT NON INVESTMENT RELATED 1 HR MONTH, 1 DURING TRADING HRS; START DATE: 9/1/1995 DESCRIPTION: SELLING TERM INSURANCE, FIXED ANNUITIES. ADDRESS: At Registered Branch Location

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Smed's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2014 - Present

ISC FINANCIAL ADVISORS

Office #1: 200 North Broadway Ave., Albert Lea, MN 56007

RIA

CRD#: 157626

Albert Lea, MN

Current

January 6, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 200 North Broadway Avenue, Albert Lea, MN 56007

CRD#: 35747

Albert Lea, MN

Past

January 28, 2014 - February 14, 2014

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ALBERT LEA, MN

Past

June 10, 2003 - December 31, 2009

ISC FINANCIAL ADVISORS

RIA

CRD#: 110645

ALBERT LEA, MN

Past

October 3, 1995 - December 31, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ALBERT LEA, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC FINANCIAL ADVISORS

ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC

CRD#: 157626 / SEC#: 801-72585

RIA

Registered Investment Advisory firm - (7/12/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(1/6/2021)

IAR

Minnesota
(1/31/2014)

Minnesota
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/2/1995

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ISC FINANCIAL ADVISORS

ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC

CRD#: 157626 / SEC#: 801-72585

RIA

Registered Investment Advisory firm - (7/12/2011 Approved)

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Contact information

Main Address

200 North Broadway Ave., Albert Lea, MN 56007

Mailing Address

P.o. Box 171, Albert Lea, MN 56007

Phone number

(507) 373-8216

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC FINANCIAL ADVISORS ADV PART 2A (4/17/2025)

Regulatory assets under management

Total Number of Accounts	3,403
AUM (Assets Under Management)	$ 1,349,084,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Mark S. Smed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Steven Smed's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WOODBURY FINANCIAL SERVICES, INC.

ISC FINANCIAL ADVISORS

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ISC FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/2/1995

FINRA

Current Firm

ISC FINANCIAL ADVISORS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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