Grace T. Barnard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grace Temple Barnard, who also goes by Grace Temple Bernard, was a registered financial professional .
Grace is a previously registered financial professional and started their career in finance in 1995. Grace had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2001 - June 26, 2002
RUSHMORE SECURITIES CORPORATION
September 14, 2001 - March 19, 2020
NEW INVESTOR WORLD INCORPORATED
January 19, 2001 - November 6, 2001
RUSHMORE SECURITIES CORPORATION
November 14, 2000 - December 5, 2001
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 23, 1998 - February 27, 2001
NORTHSTAR SECURITIES, INC.
August 16, 1995 - December 9, 1998
DOMINION CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
RUSHMORE SECURITIES CORPORATION
CRD#: 8392 / SEC#: , 8-25253
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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