Philip C. Marchal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Charles Marchal was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1996. Philip had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2022 - October 23, 2025
QUILVEST CAPITAL PARTNERS SECURITIES LLC
October 11, 2012 - November 29, 2022
PROBITAS FUNDS GROUP, LLC
February 22, 2006 - April 26, 2012
BMO CAPITAL MARKETS CORP.
May 27, 2004 - February 10, 2006
THINKEQUITY LLC
October 17, 1996 - May 4, 2004
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
QUILVEST CAPITAL PARTNERS SECURITIES LLC
CRD#: 286380 / SEC#: , 8-69883
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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