Charles E. Poe

GRAND CENTRAL INVESTMENT GROUP

TAMPA, FL 33606

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CRD#: 2628408

Professional summary

Charles Edwin Poe, who also goes by Charles Poe, Charlie Poe, is a registered financial advisor currently at GRAND CENTRAL INVESTMENT GROUP, LLC located in Tampa, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles Poe | Charlie Poe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. POE FAMILY INVESTMENT CO LTD 601 N ASHLEY ST, STE 200 TAMPA, FLORIDA 33606 LIMITED PARTNER, START DATE OF RELATIONSHIP: 7/1/2002 INVESTMENT PARTNERSHIP PUT TOGETHER TO POOL SOME ASSETS OF THE WILLIAM F. POE FAMILY (MY FATHER). ESSENTIALLY AN INVESTMENT VEHICLE TO INVEST ASSETS. 2. POE FINANCIAL GROUP, BOARD MEMBER & SHAREHOLDER, 601 N ASHLEY ST., STE 200, TAMPA 33602, PROPERTY AND CASUALTY INSURANCE AGENCY, 4 HOURS/MONTH (1 HOUR DURING TRADING HOURS) DEVOTED TO THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edwin Poe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2015 - Present

GRAND CENTRAL INVESTMENT GROUP, LLC

Office #1: 324 S. Hyde Park Ave. Suite 390, Tampa, FL 33606

RIA

CRD#: 172537

TAMPA, FL

Past

December 1, 2014 - December 17, 2014

GRAND CENTRAL INVESTMENT GROUP, LLC

RIA

CRD#: 172537

TAMPA, FL

Past

January 29, 2014 - November 21, 2014

VICUS CAPITAL, INC.

RIA

CRD#: 116021

TAMPA, FL

Past

March 19, 2012 - June 27, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TAMPA, FL

Past

February 20, 2012 - June 27, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAND CENTRAL INVESTMENT GROUP, LLC

GRAND CENTRAL INVESTMENT GROUP, LLC | PCCB, LLC

CRD#: 172537 / SEC#: 801-81080

RIA

Registered Investment Advisory firm - (3/4/2015 Approved)

Florida

Registered Investment Advisory firm - (3/9/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/2/2015)

IAR

Texas
(3/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/15/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 2/17/2012

General Securities Representative Examination

Current Firm

GRAND CENTRAL INVESTMENT GROUP, LLC

GRAND CENTRAL INVESTMENT GROUP, LLC | PCCB, LLC

CRD#: 172537 / SEC#: 801-81080

RIA

Registered Investment Advisory firm - (3/4/2015 Approved)

Florida

Registered Investment Advisory firm - (3/9/2015 Terminated)

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Contact information

Main Address

324 S. Hyde Park Ave. Suite 390, Tampa, FL 33606

Mailing Address

Phone number

(813) 251-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (11/5/2025)

WRAP BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	355
AUM (Assets Under Management)	$ 130,406,076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Poe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edwin Poe's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAND CENTRAL INVESTMENT GROUP, LLC

GRAND CENTRAL INVESTMENT GROUP, LLC

VICUS CAPITAL, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

GRAND CENTRAL INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/15/2012

Series 7

Date: 2/17/2012

Current Firm

GRAND CENTRAL INVESTMENT GROUP, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAND CENTRAL INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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