Barrie L. Tiedemann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barrie Lewis Tiedemann JR, who also goes by Barrie Lewis Tiedemann Jr, Barron Tiedemann, was a registered financial professional .
Barrie is a previously registered financial professional and started their career in finance in 1998. Barrie had worked at 11 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2024 - November 10, 2024
VAN ECK SECURITIES CORPORATION
September 4, 2014 - February 9, 2024
ABERDEEN FUND DISTRIBUTORS, LLC
March 28, 2013 - August 20, 2014
G.DISTRIBUTORS, LLC
February 14, 2011 - September 5, 2012
PIMCO INVESTMENTS LLC
June 9, 2006 - August 17, 2007
ALLIANZ GLOBAL INVESTORS MANAGED ACCOUNTS LLC
June 9, 2006 - February 14, 2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
November 8, 2004 - November 8, 2004
OFI PRIVATE INVESTMENTS INC
August 26, 2004 - June 16, 2006
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
March 12, 2002 - August 13, 2004
FRED ALGER & COMPANY, LLC
July 11, 2000 - April 23, 2001
NICHOLAS-APPLEGATE SECURITIES LLC
April 21, 1998 - July 7, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAN ECK SECURITIES CORPORATION
CRD#: 2269 / SEC#: , 8-4618
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ECK ASSOCIATES CORPORATION | 100% OWNER & PARENT | |
| GOZZILLO, FRANCESCO MICHAEL | CHIEF COMPLIANCE OFFICER | 2099916 |
| RAPPAPORT, LEE ROBERT | VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, OPERATIONS PRINCIPAL (FINOP) AND DIRECTOR | 4682842 |
| SIMON, JONATHAN RICH | SENIOR VICE PRESIDENT, GENERAL COUNSEL, SECRETARY AND DIRECTOR | 5313394 |
| VANECK, JAN FREDERICK | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 1695680 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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