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FD

Francis P. Davis

WWF SECURITIES
Detroit, MI 48226
Some features on this profile are disabled
CRD#: 2627522
FD

Professional summary


Francis Patrick Davis JR, who also goes by Francis Davis, Patrick Davis, is a registered financial professional currently at WWF SECURITIES, LLC located in Detroit, Michigan.

Francis is registered as a RR (Registered Representative) and started their career in finance in 1997. Francis has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Francis Davis | Patrick Davis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Francis Patrick Davis JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 13, 2021 - Present

WWF SECURITIES, LLC

Office #1: 1 Park Avenue Apt #1707, Detroit, MI 48226
BD
CRD#: 312763
Detroit, MI
Past

October 17, 2018 - December 31, 2019

ALLEN C. EWING & CO.

BD
CRD#: 26102
CHARLOTTE, NC
Past

October 19, 2016 - October 11, 2017

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

October 9, 2013 - December 31, 2014

FIRST LIBERTIES FINANCIAL

BD
CRD#: 14432
TAMPA, FL
Past

August 28, 2012 - September 3, 2013

AVONDALE PARTNERS, LLC

RIA
CRD#: 46838
NASHVILLE, TN
Past

August 27, 2012 - September 3, 2013

AVONDALE CONQUEST, LLC

RIA
CRD#: 122821
SAUSALITO, CA
Past

June 28, 2012 - September 3, 2013

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
NASHVILLE, TN
Past

October 31, 2011 - June 27, 2012

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

November 8, 2010 - October 5, 2011

SSC NY CORP.

BD
CRD#: 29804
NEW YORK, NY
Past

February 11, 2008 - November 4, 2010

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

July 17, 2007 - February 15, 2008

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

BD
CRD#: 135131
NEW YORK, NY
Past

June 22, 2005 - July 11, 2007

SILVER LEAF PARTNERS, LLC

BD
CRD#: 126694
NEW YORK, NY
Past

March 9, 2005 - June 21, 2005

HEDGE FUND CAPITAL PARTNERS, LLC

BD
CRD#: 113326
BROOKLYN, NY
Past

September 3, 2004 - April 1, 2005

MONITOR CAPITAL INC.

BD
CRD#: 46743
LEE, NH
Past

November 20, 2000 - May 7, 2004

LEIGH BALDWIN & CO., LLC

BD
CRD#: 38751
CAZENOVIA, NY
Past

October 6, 1997 - August 26, 1998

&PARTNERS

BD
CRD#: 3767
NASHVILLE, TN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(12/13/2021)
RR
Colorado
(1/6/2022)
RR
District of Columbia
(6/24/2022)
RR
Florida
(10/12/2022)
RR
Georgia
(7/15/2022)
RR
Illinois
(6/16/2022)
RR
Maryland
(7/11/2022)
RR
Michigan
(1/4/2022)
RR
New Jersey
(7/11/2022)
RR
New York
(12/16/2021)
RR
North Carolina
(12/15/2021)
RR
Ohio
(1/3/2022)
RR
Tennessee
(4/8/2022)
RR
Texas
(7/5/2022)
RR
Virginia
(7/2/2022)
RR
Wisconsin
(3/2/2022)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/23/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


WS
WWF SECURITIES, LLC
WATERWORKS | WWF SECURITIES, LLC

CRD#: 312763 / SEC#: , 8-70662

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1 Park Avenue Apt #1707, Detroit, MI 48226
Mailing Address
1 Park Avenue Apt #1707, Detroit, MI 48226
Phone number
(313) 314-6500
Established
Delaware since 10/23/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WWF HOLDINGS, INC.HOLDING COMPANY
EDWARD FEARONMINORITY MEMBER
ESCALATING DARES, LLCMINORITY MEMBER
DAVIS, FRANCIS PATRICK JRMANAGING DIRECTOR2627522
JOHNSON, LONNIE BARTONPRESIDENT & CCO6049622
SAMSON, EDWARD GREGORYPFO & POO2041321

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WWF SECURITIES, LLC

CRD#: 312763Detroit, MI 48226

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