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Francis Patrick Davis Jr

WWF SECURITIES
DETROIT, MI
·CRD# 2627522·31 years experience

Professional Summary

Francis Patrick Davis JR, who also goes by Francis Davis, Patrick Davis, is a registered financial advisor currently at WWF SECURITIES, LLC located in Detroit, Michigan. Francis is registered as a RR (Registered Representative) and started their career in finance in 1997. Francis has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Francis Davis, Patrick Davis

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

WWF SECURITIES, LLC·CRD# 312763
BD
350 Madison #401, Detroit, MI 48226
December 13, 2021 - Present
ALLEN C. EWING & CO.·CRD# 26102
BD
Charlotte, NC
October 17, 2018 - December 31, 2019
GREAT POINT CAPITAL LLC·CRD# 114203
BD
Chicago, IL
October 19, 2016 - October 11, 2017
FIRST LIBERTIES FINANCIAL·CRD# 14432
BD
Tampa, FL
October 9, 2013 - December 31, 2014
AVONDALE PARTNERS, LLC·CRD# 46838
RIA
Nashville, TN
August 28, 2012 - September 3, 2013
AVONDALE CONQUEST, LLC·CRD# 122821
RIA
Sausalito, CA
August 27, 2012 - September 3, 2013
AVONDALE PARTNERS, LLC·CRD# 46838
BD
Nashville, TN
June 28, 2012 - September 3, 2013
SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
New York, NY
October 31, 2011 - June 27, 2012
SSC NY CORP.·CRD# 29804
BD
New York, NY
November 8, 2010 - October 5, 2011
SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
New York, NY
February 11, 2008 - November 4, 2010
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC·CRD# 135131
BD
New York, NY
July 17, 2007 - February 15, 2008
SILVER LEAF PARTNERS, LLC·CRD# 126694
BD
New York, NY
June 22, 2005 - July 11, 2007
HEDGE FUND CAPITAL PARTNERS, LLC·CRD# 113326
BD
Brooklyn, NY
March 9, 2005 - June 21, 2005
MONITOR CAPITAL INC.·CRD# 46743
BD
Lee, NH
September 3, 2004 - April 1, 2005
LEIGH BALDWIN & CO., LLC·CRD# 38751
BD
Cazenovia, NY
November 20, 2000 - May 7, 2004
&PARTNERS·CRD# 3767
BD
Nashville, TN
October 6, 1997 - August 26, 1998

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Current Firm

WS
WWF SECURITIES, LLC

WATERWORKS | WWF SECURITIES, LLC

CRD#: 312763 / SEC#: 8-70662
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

76 W. Adams #307, Detroit, MI 48226

Mailing Address

76 W. Adams #307, Detroit, MI 48226

Phone Number

(231) 384-2712

Established

Delaware since 10/23/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WWF HOLDINGS, INC.HOLDING COMPANY—
PAULA S FEARON ESTATE (MARK CALDWELL, ADMINISTRATOR)MINORITY MEMBER—
DAVIS, FRANCIS PATRICK JRMANAGING DIRECTOR2627522
JOHNSON, LONNIE BARTONPRESIDENT & CCO6049622
SAMSON, EDWARD GREGORYPFO & POO2041321

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/13/2021)
RR
Colorado
(1/6/2022)
RR
District of Columbia
(6/24/2022)
RR
Florida
(10/12/2022)
RR
Georgia
(7/15/2022)
RR
Illinois
(6/16/2022)
RR
Maryland
(7/11/2022)
RR
Michigan
(1/4/2022)
RR
New Jersey
(7/11/2022)
RR
New York
(12/16/2021)
RR
North Carolina
(12/15/2021)
RR
Ohio
(1/3/2022)
RR
Texas
(7/5/2022)
RR
Virginia
(7/2/2022)
RR
Wisconsin
(3/2/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Jun 1995About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Mar 2005About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Francis Patrick Davis JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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