Daniel J. Vene
Professional summary
Daniel John Vene, who also goes by Dan John Vene, is a registered financial professional currently at ICAPITAL MARKETS LLC located in New York, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1997. Daniel has worked at 7 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel John Vene's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
ICAPITAL MARKETS LLC
Office #1: 60 East 42nd Street 26th Floor, New York, NY 10165January 21, 2015 - November 30, 2023
ICAPITAL SECURITIES, LLC
June 11, 2014 - September 1, 2015
BENDIGO SECURITIES, LLC
March 27, 2014 - June 9, 2014
ATLAS STRATEGIC ADVISORS, LLC
June 28, 2007 - April 2, 2012
EATON PARTNERS, LLC
July 1, 1998 - October 13, 1998
ABN AMRO SECURITIES LLC
November 28, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/11/2024)
(11/30/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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