Todd A. Engmann
Professional summary
Todd Alan Engmann, who also goes by Todd Alan Engmann, is a registered financial advisor currently at CARY STREET PARTNERS located in Morristown, New Jersey and CARY STREET PARTNERS located in Morristown, New Jersey.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Todd has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 52, Series 6, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Todd Alan Engmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2023 - Present
CARY STREET PARTNERS
Office #1: 1200 Mount Kemble Ave. Suite 100, Morristown, NJ 07960July 21, 2023 - Present
CARY STREET PARTNERS
Office #1: 1200 Mount Kemble Ave. Suite 100, Morristown, NJ 07960January 16, 2015 - July 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
January 16, 2015 - July 25, 2023
WELLS FARGO CLEARING SERVICES, LLC
July 7, 2009 - January 21, 2015
OPPENHEIMER & CO. INC.
July 7, 2009 - January 21, 2015
OPPENHEIMER & CO. INC.
June 1, 2009 - July 29, 2009
MORGAN STANLEY
June 1, 2009 - July 29, 2009
MORGAN STANLEY
July 24, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 8, 2003 - July 27, 2006
AMERIPRISE ADVISOR SERVICES, INC.
July 10, 2003 - August 7, 2003
AMERIPRISE ADVISOR SERVICES, INC.
March 5, 2003 - July 10, 2003
CHOREO, LLC
February 23, 1996 - July 27, 2006
AMERIPRISE ADVISOR SERVICES, INC.
July 13, 1995 - April 4, 1996
NORTH AMERICAN MANAGEMENT, INC.
Primary Firm SEC Registration
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/21/2023)
(12/24/2025)
(12/26/2025)
(7/21/2023)
(2/10/2026)
(7/21/2023)
(5/28/2025)
(7/21/2023)
(1/2/2026)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(7/21/2023)
(12/4/2023)
(7/21/2023)
(12/26/2025)
(7/21/2023)
(12/5/2023)
(9/13/2023)
(12/4/2023)
Exams
Series 8
Date: 2/25/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
CARY STREET PARTNERS
CRD#: 128545 / SEC#: 801-64239
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
