Gina V. Badalamenti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gina Victoria Badalamenti was a registered financial professional .
Gina is a previously registered financial professional and started their career in finance in 1995. Gina had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2017 - March 9, 2018
MONEY CONCEPTS CAPITAL CORP
April 18, 2017 - March 9, 2018
MONEY CONCEPTS CAPITAL CORP
February 6, 2007 - February 6, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 15, 2004 - October 5, 2005
FIDELITY BROKERAGE SERVICES LLC
September 22, 2003 - September 21, 2004
MONY SECURITIES CORPORATION
January 29, 2002 - January 22, 2003
PRIME CAPITAL SERVICES, INC.
February 16, 1999 - April 19, 2001
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
August 27, 1998 - December 16, 1998
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
February 22, 1996 - July 6, 1998
FIDELITY BROKERAGE SERVICES LLC
September 1, 1995 - February 6, 1996
IDS LIFE INSURANCE COMPANY
September 1, 1995 - February 6, 1996
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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