Nicholas Thomson Bard Jr
Professional Summary
Nicholas Thomson Bard JR, who also goes by Tom Bard Jr, was a registered financial advisor. Nicholas was a previously registered financial professional and started their career in finance 1996 - 2014. Nicholas had worked at 1 firm and has passed the Series 63, Series 7, Series 22, Series 28, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tom Bard Jr
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
JEFFERSON SECURITIES, INC. | SKB SECURITIES, LLC | SKB SECURITIES, INC. | SKB SECURITIES | SKB REAL ESTATE SECURITIES, INC.
Contact Information
Established
Oregon since 08/30/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCANLANKEMPERBARD COMPANIES, LLC | MEMBER | — |
| SCHRECK, GEORGE CHARLES | PRESIDENT, FIN OP, AML, PFO, POO, CCO, SECRETARY, COO, TREASURER | 2201543 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 1995About the Series 22 examSeries 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Jun 2004About the Series 28 examSeries 39 — Direct Participation Programs Principal Examination
Passed Sep 1995About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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