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George Charles Schreck

CRD# 2201543·Registered 2014 - 2022
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Charles Schreck, who also goes by George C Schreck, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2014 - 2022. George had worked at 1 firm and has passed the Series 99TO, SIE, Series 22, Series 39, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George C Schreck

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

SKB SECURITIES·CRD# 38761
BD
Portland, OR
April 24, 2014 - December 16, 2022

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Current Firm

SS
SKB SECURITIES

JEFFERSON SECURITIES, INC. | SKB SECURITIES, LLC | SKB SECURITIES, INC. | SKB SECURITIES | SKB REAL ESTATE SECURITIES, INC.

CRD#: 38761 / SEC#: 8-48390
BD
Terminated by SEC on 12/17/2022

Contact Information

Established

Oregon since 08/30/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SCANLANKEMPERBARD COMPANIES, LLCMEMBER—
SCHRECK, GEORGE CHARLESPRESIDENT, FIN OP, AML, PFO, POO, CCO, SECRETARY, COO, TREASURER2201543

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 2015About the Series 22 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Jan 2023About the Series 39 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 2014About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Apr 2014About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GS
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