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IG

Ivan H. Greenstein

PCA CAPITAL SECURITIES
Melville, NY 11747
Some features on this profile are disabled
CRD#: 2626704
IG

Professional summary

Ivan Hugh Greenstein, who also goes by IVan Greenstein, is a registered financial professional currently at PCA CAPITAL SECURITIES, LLC located in Melville, New York.

Ivan is registered as a RR (Registered Representative) and started their career in finance in 1996. Ivan has worked at 14 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ivan Greenstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ivan Hugh Greenstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2005 - Present

PCA CAPITAL SECURITIES, LLC

Office #1: 900 Walt Whitman Rd. Suite 309, Melville, NY 11747
BD
CRD#: 132654
Melville, NY
Past

June 19, 2014 - October 28, 2020

GOLDIN CAPITAL LLC

BD
CRD#: 168554
New York, NY
Past

December 17, 2013 - March 5, 2014

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

November 22, 2013 - December 11, 2013

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
POUGHKEEPSIE, NY
Past

May 8, 2013 - November 22, 2013

PRIME CAPITAL SERVICES, INC.

BD
CRD#: 18334
POUGHKEEPSIE, NY
Past

January 30, 2012 - October 2, 2013

MANTARAX, LLC

BD
CRD#: 150450
NEW YORK, NY
Past

September 19, 2011 - May 30, 2014

STEEN ASSOCIATES LLP

BD
CRD#: 156168
NEW YORK, NY
Past

September 13, 2010 - March 17, 2025

PUMA CAPITAL, LLC

BD
CRD#: 146744
Jupiter, FL
Past

October 8, 2009 - October 25, 2016

COLTIN SECURITIES, LLC

BD
CRD#: 149674
NEW YORK, NY
Past

July 15, 2005 - April 5, 2006

HIGHLANDER CAPITAL GROUP, INC.

BD
CRD#: 19074
SHORT HILLS, NJ
Past

April 18, 2005 - February 27, 2006

AMERICAN CAPITAL MARKETS, LLC

BD
CRD#: 125407
EAST BRUNSWICK, NJ
Past

September 24, 2003 - March 3, 2017

OLYMPUS SECURITIES, LLC

BD
CRD#: 114050
MONTVILLE, NJ
Past

April 17, 2001 - February 19, 2002

ROCKSOLID CAPITAL, LLC

BD
CRD#: 104160
NEW YORK, NY
Past

June 28, 2000 - July 29, 2010

USCA SECURITIES LLC

BD
CRD#: 103789
MILLTOWN, NJ
Past

January 12, 1996 - October 28, 2002

FIERO BROTHERS INC.

BD
CRD#: 27269
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/26/2005)

Exams

State Security Law Exam
RR
Series 63
Date: 12/14/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/7/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/3/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PCA CAPITAL SECURITIES, LLC
HALYARD SECURITIES, LLC | PCA CAPITAL SECURITIES, LLC

CRD#: 132654 / SEC#: , 8-66614

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
900 Walt Whitman Rd. Suite 309, Melville, NY 11747
Mailing Address
900 Walt Whitman Rd. Suite 309, Melville, NY 11747
Phone number
(212) 476-9300
Established
Delaware since 06/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
KESSELMAN, TODDCHIEF COMPLIANCE OFFICER2897424
KESSELMAN, TODDMANAGING MEMBER2897424
LAVERSA, GINA MARIEMANAGING MEMBER2372647
THOMPSON, STEPHEN PETERFINOP6584092

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PCA CAPITAL SECURITIES, LLC

CRD#: 132654Melville, NY 11747

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