Brian R. Guilander

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CRD#: 2626624

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian Richard Guilander, who also goes by Brian Guilander, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 1995. Brian had worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Guilander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2024 - March 18, 2024

SRT SECURITIES LLC

CRD#: 33725

Prosper, TX

Past

July 3, 2019 - January 15, 2021

STONEX FINANCIAL INC.

CRD#: 45993

Dallas, TX

Past

October 30, 2017 - June 24, 2019

BTIG, LLC

CRD#: 122225

DALLAS, TX

Past

February 28, 2017 - October 31, 2017

PRIME EXECUTIONS, INC.

CRD#: 32889

NEW YORK, NY

Past

October 4, 2010 - September 6, 2016

J.A. GLYNN INVESTMENTS, LLC.

CRD#: 22011

SNOWMASS VILLAGE, CO

Past

March 31, 2008 - September 30, 2010

BTIG, LLC

CRD#: 122225

ASPEN, CO

Past

January 3, 2005 - April 22, 2008

JONESTRADING

CRD#: 6888

ASPEN, CO

Past

March 2, 2004 - November 10, 2004

UBS CAPITAL MARKETS L.P.

CRD#: 2692

STAMFORD, CT

Past

June 28, 1995 - February 23, 2004

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/8/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/16/2023

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 4/16/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 4/16/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/29/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 2/22/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/27/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/16/2023

General Securities Principal Examination

Current Firm

SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: , 8-34415

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
SRT SECURITIES INC.	MEMBER
FRUCHTER, MICHAEL ALAN	CFO/FINANCIAL & OPERATIONS PRINCIPAL	4202965
TOBIAS, STEPHEN RORY	PRESIDENT, CCO, S.R.O.P. & C.R.O.P.	1267337

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian R. Guilander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONEX FINANCIAL INC.

BTIG, LLC

PRIME EXECUTIONS, INC.

J.A. GLYNN INVESTMENTS, LLC.

BTIG, LLC

JONESTRADING

UBS CAPITAL MARKETS L.P.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/8/2024

Series 7TO

Date: 4/16/2023

Series 99TO

Date: 4/16/2023

Series 57TO

Date: 4/16/2023

SIE

Date: 10/1/2018

Series 3

Date: 2/29/2016

Series 55

Date: 2/22/2005

Series 7

Date: 6/27/1995

Series 24

Date: 4/16/2023

Current Firm

SRT SECURITIES LLC

Contact information

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SRT SECURITIES LLC

TRUST BUT VERIFY

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