TC
Theresa J. Corcoran
KESTRA ADVISORY SERVICES
JOHNSTON, IA 50131
Some features on this profile are disabled
CRD#: 2626401
TC
Professional summary
Theresa Jan Corcoran, who also goes by Theresa Wright, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Johnston, Iowa and KESTRA INVESTMENT SERVICES, LLC located in Johnston, Iowa.
Theresa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Theresa has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Theresa Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Cincinnati Insurance Companies Investment Related: Yes Address: 6200 Gilmore Road PO Box 145496 Fairfield OH 45250 Nature of Business: Insurance Position, Title or Relationship: Other,agent commissioned Start Date: 4/29/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I have not had the need to use this platform yet with my practiceBusiness Name: Premier Financial Consultants Investment Related: Yes Address: 8008 Tiburon Place Johnston IA 50131 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 5/1/2002 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Manage my client baseBusiness Name: Simplicity Investment Related: Yes Address: 3737 Woodland Ave Suite 600 West Des Moines IA 50266 Nature of Business: Insurance Position, Title or Relationship: Other,Agent Start Date: 7/3/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: no duties or obligationsBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Theresa Corcoran - Legal Shield Investment Related: No Address: 8008 Tiburon Place Johnston IA 50131 Nature of Business: Insurance Position, Title or Relationship: I would be an associate and receive compensation from any policies sold Start Date: 6/20/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: explain the coverage help fill out forms and submit the forms to the company
CRS (Client Relationship Summary) - RIA
Click below to view Theresa Jan Corcoran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 8008 Tiburon Place, Johnston, IA 50131RIA
CRD#: 283330
JOHNSTON, IA
Current
May 21, 2002 - Present
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
JOHNSTON, IA
Past
June 3, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
January 1, 1999 - May 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SIOUX CITY, IA
Past
February 2, 1996 - May 23, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 2, 1996 - May 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
October 4, 1995 - February 8, 1996
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/22/2005)
RR
Arkansas(1/27/2014)
RR
California(4/27/2015)
RR
Iowa(5/21/2002)
IAR
Iowa(4/19/2016)
RR
Minnesota(11/28/2023)
RR
Missouri(8/30/2006)
RR
South Dakota(5/15/2003)
RR
Texas(7/14/2021)
IAR
Texas(7/15/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Johnston, IA 50131TRUST BUT VERIFY
Monitor Theresa Corcoran
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
