Carmen B. Van Roon Pence
Professional summary
Carmen Birgitte Van Roon Pence, who also goes by Carmen Van Roon, Carmen Birgitte Vanroon, Carmen Birgitte Vanroon Pence, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Chicago, Illinois.
Carmen is registered as a RR (Registered Representative) and started their career in finance in 1995. Carmen has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Carmen Birgitte Van Roon Pence's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 4, 2025 - Present
PINE DISTRIBUTORS LLC
Office #1: 24 E Washington St Ste 875, Chicago, IL 60602June 17, 2021 - February 28, 2025
FORESIDE FINANCIAL SERVICES, LLC
October 18, 1996 - April 16, 2021
GAM SERVICES, INC.
August 9, 1995 - May 7, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2025)
(3/4/2025)
(3/4/2025)
(3/4/2025)
(3/4/2025)
(3/4/2025)
Exams
FINRA
Current Firm
PINE DISTRIBUTORS LLC
CRD#: 323408 / SEC#: , 8-71004
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
