Mark P. Schoenbeck
KESTRA ADVISORY SERVICES | Executive Vice President, Advisor Engagement
Austin, TX 78735
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CRD#: 2625829
Professional summary
Mark Paul Schoenbeck, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Mark has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
In his role, Mark is responsible for leading Kestra Financial’s engagement initiatives and the Business Consulting team. His team provides guidance and shares best practices to financial professionals in six critical business areas: strategy, people & performance, operational efficiency, growth & marketing, wealth management, and financial management. In addition, they help ensure Kestra Financial firms are fully leveraging all of the technology, valued added services, and the community events we provide our top firms.
For more than 20 years, Mark has been committed to helping financial professionals build quality, sustainable businesses. He has worked with top independent financial professionals to help them maximize their revenue, free time, and business value. He has extensive experience as a financial professional, product marketer, chief marketing officer, and practice management consultant. Mark believes that real change happens when you combine emotionally charged goals with accountability and practical execution.
Previously, Mark held senior executive roles at Mutual Service Corporation, AssetMark, and Curian Capital. Mark received a Bachelor of Science in business administration and entrepreneurship from California Lutheran University. He holds FINRA Series 7, 24, 63, and 65 licenses, and he is a Certified Financial Planner™ professional.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: True Circle Organization Investment Related: No Address: 1809 Palos Verde Drive West Palos Verde Estates CA 90274 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Volunteer - Board of Directors Start Date: 4/15/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Serve on the board, help define strategy for the organization. Idea generation to help the charity fulfill its mission. Business Name: FinDaxstic Properties LLC Investment Related: No Address: 122 Lakota Pass Austin TX 78738 Nature of Business: Real Estate Position, Title or Relationship: Co-Founder with my wife. Start Date: 8/30/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Minimal. We use a company called Done For You Real Estate to manage almost all aspects of the properties. We are primarily just investors and out source the day to day management
CRS (Client Relationship Summary) - RIA
Click below to view Mark Paul Schoenbeck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 22, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735RIA
CRD#: 283330
Austin, TX
Current
January 5, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 5707 Southwest Parkway Building 2, Ste 400, Austin, TX 78735BD
CRD#: 42046
Austin, TX
Past
January 5, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
January 13, 2011 - January 7, 2016
CURIAN CAPITAL, LLC
RIA
CRD#: 120270
DENVER, CO
Past
January 13, 2011 - January 7, 2016
CURIAN CLEARING, LLC
BD
CRD#: 132938
DENVER, CO
Past
October 6, 2008 - January 6, 2011
ASSETMARK, INC.
RIA
CRD#: 109018
PLEASANT HILL, CA
Past
April 20, 2007 - January 6, 2011
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
PLEASANT HILL, CA
Past
January 9, 2006 - April 12, 2007
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Past
June 17, 2005 - April 12, 2007
CURIAN CAPITAL, LLC
RIA
CRD#: 120270
DENVER, CO
Past
June 22, 2000 - June 10, 2005
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
WEST PALM BEACH, FL
Past
June 21, 2000 - June 10, 2005
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
July 16, 1999 - June 23, 2000
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
August 18, 1995 - June 30, 1999
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(1/5/2016)
IAR
Texas(4/22/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
Executive Vice President, Advisor EngagementCRD#: 283330Austin, TX 78735TRUST BUT VERIFY
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Contact information
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