William J. Lerner
Professional summary
William Jason Lerner, who also goes by Bill Lerner, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Jason Lerner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2026 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201January 24, 2024 - July 10, 2026
CBRE CAPITAL ADVISORS, INC.
September 20, 2010 - December 31, 2015
UNION GAMING RESEARCH
June 16, 2010 - January 2, 2024
CBRE SECURITIES, LLC
June 8, 2006 - April 21, 2009
DEUTSCHE BANK SECURITIES INC.
June 25, 1998 - May 25, 2006
PRUDENTIAL EQUITY GROUP, LLC
December 20, 1996 - March 23, 1998
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/6/2026)
(8/3/2026)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| GETTY, JOSEPH MATTHEW | AMLCO | 6343874 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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