Jason W. Browne

ALEXIS INVESTMENT PARTNERS

Montgomery, TX

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CRD#: 2624951

Professional summary

Jason William Browne, AIF® is a registered financial advisor currently at ALEXIS INVESTMENT PARTNERS, LLC located in Montgomery, Texas.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jason has worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alexis Investment Partners, LLC; investment related; 1885 OBriens Court, Bethlehem, PA 18015; other business name used for providing investment advisory services through Sowell Management; President; started 03/2018; 160hrs/mth, all of which during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason William Browne's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 2, 2021 - Present

ALEXIS INVESTMENT PARTNERS, LLC

RIA

CRD#: 313394

Montgomery, TX

Past

April 16, 2019 - July 30, 2021

SOWELL MANAGEMENT

RIA

CRD#: 127145

Montgomery, TX

Past

July 30, 2003 - May 1, 2019

FUNDX INVESTMENT GROUP, LLC

RIA

CRD#: 109194

SAN FRANCISCO, CA

Past

February 7, 2002 - December 31, 2008

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

September 1, 1999 - October 4, 2000

SKYEBANC, INC.

CRD#: 44164

SHREWSBURY, NJ

Past

February 11, 1996 - July 23, 1999

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 26, 1995 - February 13, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALEXIS INVESTMENT PARTNERS, LLC

CRD#: 313394 / SEC#: 801-121162

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/7/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/23/1995

General Securities Representative Examination

Current Firm

ALEXIS INVESTMENT PARTNERS, LLC

CRD#: 313394 / SEC#: 801-121162

RIA

Registered Investment Advisory firm - (5/7/2021 Approved)

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Contact information

Main Address

Montgomery, TX

Mailing Address

Phone number

(925) 457-5258

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AIP BROCHURE (4/3/2025)

Regulatory assets under management

Total Number of Accounts	247
AUM (Assets Under Management)	$ 181,584,556

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason W. Browne

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason William Browne's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOWELL MANAGEMENT

FUNDX INVESTMENT GROUP, LLC

QUASAR DISTRIBUTORS, LLC

SKYEBANC, INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALEXIS INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/1995

Series 63

Date: 7/5/1995

Series 31

Date: 7/7/1995

Series 7

Date: 6/23/1995

Current Firm

ALEXIS INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALEXIS INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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