Gregory S. Golub
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Scott Golub, who also goes by Gregory S Golub, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2020 - June 30, 2022
PENSIONMARK SECURITIES, LLC
October 2, 2014 - July 9, 2018
LPL FINANCIAL LLC
July 21, 2008 - October 29, 2014
FINANCIAL TELESIS INC
July 25, 2005 - July 21, 2008
DOLPHIN SECURITIES, INC.
January 30, 2003 - October 15, 2003
DOLPHIN SECURITIES, INC.
June 30, 1995 - August 20, 1998
ROBERT W. BAIRD & CO. INCORPORATED
June 30, 1995 - January 29, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENSIONMARK SECURITIES, LLC
CRD#: 283952 / SEC#: , 8-69773
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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