Karen J. Maurer

KRILOGY

St. Louis, MO 63141

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CRD#: 2624379

Professional summary

Karen Jeanne Maurer, CFP®, who also goes by Karen Jeanne Evans, Karen Jeanne Gosebrink, Karen Jeanne Haselhorst, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri and SAXONY SECURITIES, INC. located in St. Louis, Missouri.

Karen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Karen has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Karen Jeanne Evans | Karen Jeanne Gosebrink | Karen Jeanne Haselhorst

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Krilogy Financial, LLC; DBA for investment related activities 2) Krilogy Financial, LLC; OBA for investment related activity; 275 N. Lindbergh, Suite 20, St. Louis, MO 63141; Investment Advisory Business; Financial Advisor; Began 10/2/2023; 160 hrs/mo; conduct advisory business through RIA 3) St. Louis Crisis Nursery; non-investment related; 11170 Administration Dr., St. Louis, MO 63146; Nursery, board member, began 2005; 3 hrs/mo; advise CEO of nursery. 4) Blenheim Group, LLC; OBA for investment related business; non variable insurance sales; insurance agent; began 2/4/2003; 1-160 hrs/mo; insurance policy sales 5) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 10/31/2023; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Jeanne Maurer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

October 31, 2023 - Present

KRILOGY

Office #1: 275 N. Lindbergh Ste. 20, St. Louis, MO 63141

RIA

CRD#: 149046

St. Louis, MO

Current

October 31, 2023 - Present

SAXONY SECURITIES, INC.

Office #1: 275 N. Lindbergh Suite 20, St. Louis, MO 63141

CRD#: 115547

St. Louis, MO

Past

June 9, 2003 - November 2, 2023

CROWN CAPITAL SECURITIES, L.P.

RIA

CRD#: 6312

Chesterfield, MO

Past

June 9, 2003 - November 2, 2023

CROWN CAPITAL SECURITIES, L.P.

CRD#: 6312

Chesterfield, MO

Past

November 2, 2000 - June 18, 2003

SENTRA SECURITIES CORPORATION

RIA

CRD#: 10249

CHESTERFIELD, MO

Past

November 1, 2000 - June 18, 2003

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

January 4, 1999 - November 2, 2000

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

October 13, 1995 - January 4, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(11/20/2023)

Florida
(10/31/2023)

Illinois
(10/31/2023)

Minnesota
(10/31/2023)

Missouri
(10/31/2023)

IAR

Missouri
(10/31/2023)

New Mexico
(10/31/2023)

IAR

Texas
(10/31/2023)

Virginia
(10/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/12/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/19/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

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Contact information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Mailing Address

Phone number

(314) 884-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)

KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,780
AUM (Assets Under Management)	$ 4,954,332,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
02/27/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Karen J. Maurer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Jeanne Maurer's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

CROWN CAPITAL SECURITIES, L.P.

CROWN CAPITAL SECURITIES, L.P.

SENTRA SECURITIES CORPORATION

SENTRA SECURITIES CORPORATION

FIRST HEARTLAND CAPITAL, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

KRILOGY

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2002

Series 63

Date: 8/10/1995

SIE

Date: 10/1/2018

Series 7

Date: 10/12/1995

Series 24

Date: 1/19/2015

FINRA

Current Firm

KRILOGY

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KRILOGY

TRUST BUT VERIFY

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