Steve F. Haug

IMS CAPITAL MANAGEMENT

EUGENE, OR 97401

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CRD#: 2624111

Professional summary

Steve Foster Haug is a registered financial advisor currently at IMS CAPITAL MANAGEMENT located in Eugene, Oregon.

Steve is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steve has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. HAUG IS THE OWNER OF A FITNESS CENTER BASED IN RATHDRUM, IDAHO. HE BECAME OWNER IN JUNE 2008. THE BUSINESS IS NOT INVESTMENT RELATED. THE HOURS DEVOTED TO THIS BUSINESS VARY, BUT GENERALLY ARE A COUPLE PER DAY, GENERALLY NOT DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Foster Haug's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2003 - Present

IMS CAPITAL MANAGEMENT

Office #1: 450 Country Club Rd, Ste 325, Eugene, OR 97401

RIA

CRD#: 105939

EUGENE, OR

Past

November 19, 1999 - December 17, 2003

METROPOLITAN FINANCIAL SERVICES, INC.

RIA

CRD#: 116602

VANCOUVER, WA

Past

July 17, 1996 - December 17, 2003

METROPOLITAN INVESTMENT SECURITIES, INC.

CRD#: 14146

SPOKANE, WA

Past

July 13, 1995 - March 21, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT | IMS CAPITAL MANAGEMENT LLC | IMS CAPITAL MANAGEMENT INC.

CRD#: 105939 / SEC#: 801-33939

RIA

Registered Investment Advisory firm - (3/23/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/28/2011)

IAR

Oregon
(1/31/2005)

IAR

Washington
(12/17/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/11/1995

General Securities Representative Examination

Current Firm

IMS CAPITAL MANAGEMENT

IMS CAPITAL MANAGEMENT | IMS CAPITAL MANAGEMENT LLC | IMS CAPITAL MANAGEMENT INC.

CRD#: 105939 / SEC#: 801-33939

RIA

Registered Investment Advisory firm - (3/23/1989 Approved)

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Contact information

Main Address

8995 S.e. Otty Road, Portland, OR 97086

Mailing Address

Phone number

(503) 788-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IMS CAPITAL MANAGEMENT, LLC - FORM ADV 2A FIRM BROCHURE (10/20/2025)

Regulatory assets under management

Total Number of Accounts	567
AUM (Assets Under Management)	$ 406,912,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Steve F. Haug

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steve Foster Haug's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMS CAPITAL MANAGEMENT

METROPOLITAN FINANCIAL SERVICES, INC.

METROPOLITAN INVESTMENT SECURITIES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

IMS CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/1995

Series 63

Date: 8/5/1995

Series 7

Date: 7/11/1995

Current Firm

IMS CAPITAL MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IMS CAPITAL MANAGEMENT

TRUST BUT VERIFY

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