Gerald J. Lodovico

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CRD#: 2623141

Professional summary

Gerald Joseph Lodovico was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gerald is a previously registered financial advisor and started their career in finance in 1995. Prior to being barred, Gerald had worked at 7 firms, which includes TRUSTMONT ADVISORY GROUP INC., TRUSTMONT FINANCIAL GROUP INC., CETERA WEALTH SERVICES LLC, BLUE VASE SECURITIES LLC, AMERITAS INVESTMENT COMPANY LLC, MUTUAL SERVICE CORPORATION, NEW ENGLAND SECURITIES.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerald J Lodovico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 31, 2010 - December 18, 2012

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

GREENSBURG, PA

Past

March 31, 2010 - December 18, 2012

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

PITTSBURGH, PA

Past

November 10, 2005 - March 29, 2010

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

PITTSBURGH, PA

Past

October 24, 2005 - March 29, 2010

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PITTSBURGH, PA

Past

July 25, 2005 - December 31, 2005

BLUE VASE SECURITIES, LLC

RIA

CRD#: 46765

PITTSBURGH, PA

Past

August 11, 2000 - February 17, 2006

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

February 1, 1999 - August 25, 2000

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

December 2, 1997 - December 31, 1998

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

June 6, 1995 - January 2, 1998

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/5/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

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Firm Stability Insights

Gerald J. Lodovico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

BLUE VASE SECURITIES, LLC

BLUE VASE SECURITIES, LLC

AMERITAS INVESTMENT COMPANY, LLC

MUTUAL SERVICE CORPORATION

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/27/1995

Series 6

Date: 6/5/1995

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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