Anthony V. Vitale
Professional summary
Anthony Vincent Vitale is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1995. Anthony has worked at 12 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 79, Series 55, Series 7, Series 62, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Vincent Vitale's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017September 20, 2023 - December 10, 2024
COWEN AND COMPANY
January 3, 2018 - September 27, 2023
TD SECURITIES (USA) LLC
September 16, 2015 - May 10, 2018
TD PRIME SERVICES LLC
October 24, 2014 - October 13, 2015
CLANCY FINANCIAL SERVICES, INC.
July 22, 2014 - October 13, 2014
SUMMER STREET RESEARCH PARTNERS
January 19, 2010 - July 15, 2014
CLANCY FINANCIAL SERVICES, INC.
September 8, 2009 - February 9, 2010
TD PRIME SERVICES LLC
March 11, 2009 - August 21, 2009
VDM CAPITAL MARKETS, LLC
September 28, 2006 - October 30, 2007
FAGENSON & CO., INC.
May 18, 2006 - September 12, 2006
WHITAKER SECURITIES LLC
February 18, 2005 - May 5, 2006
GRANITE ASSOCIATES, INC
June 3, 2003 - February 24, 2005
WHITAKER SECURITIES LLC
November 12, 2002 - June 2, 2003
D. WECKSTEIN & CO., INC.
September 1, 1999 - October 1, 2002
WEATHERLY SECURITIES CORPORATION
January 21, 1998 - September 2, 1999
FAB SECURITIES OF AMERICA, INC.
October 31, 1995 - December 15, 1997
FAB SECURITIES OF AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/9/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/7/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 9/21/1995
Corporate Securities Limited Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
