Robert Daddario
Professional Summary
Robert Daddario, who also goes by Robert Anthony Daddario Jr, Robert Anthony Daddario, is a registered financial advisor currently at UBS SECURITIES LLC located in New York, New York. Robert is registered as a RR (Registered Representative) and started their career in finance in 1998. Robert has worked at 6 firms and has passed the Series 66, Series 63, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Robert Daddario, Robert Anthony Daddario Jr, Robert Anthony Daddario
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
28 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BRUNSWICK UBS WARBURG | WARBURG DILLON READ LLC | UBS WARBURG LLC | UBS SECURITIES LLC | UBS SECURITIES INC. | UBS INVESTMENT BANK
Contact Information
Main Address
11 Madison Avenue, New York, NY 10010Mailing Address
1000 Harbor Boulevard, Weehawken, NJ 07086Phone Number
(201) 352-3000Established
Delaware since 06/29/1998Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UBS AMERICAS INC | MEMBER, VOTING | — |
| CAPANNA, DEREK EMMETT | MANAGING DIRECTOR, SENIOR MANAGER TRADING & SALES | 2401898 |
| CASAVECHIA, RICHARD MICHAEL | MANAGING DIRECTOR, SENIOR MANAGER INVESTMENT BANKING | 4732235 |
| EBERT, MICHAEL J | PRESIDENT AND CHAIR OF THE BOARD | 4556059 |
| LOFTUS, MICHAEL L | MANAGING ATTORNEY, INVESTMENT BANKING & CAPITAL MARKETS | 4176467 |
| MATTONE, RALPH MICHAEL | PRINCIPAL FINANCIAL OFFICER | 1840894 |
| MILLER, MAURA ANNE | CHIEF COMPLIANCE OFFICER | 4444187 |
| SOMMA, JOSEPH | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP) | 2219496 |
| VAN TASSEL, JAMES C | MANAGING DIRECTOR, US EQUITIES RESEARCH | 2558212 |
Disclosures
Regulatory Event
313Civil Event
4Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/20/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 55 — Limited Representative-Equity Trader Exam
Passed Aug 2007Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Nov 2016About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 2016About the Series 10 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Robert Daddario's CRS (Customer Relationship Summary).
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