RG
Raymond M. Giunta
CORA CAPITAL ADVISORS
Marlton, NJ 08053
Some features on this profile are disabled
CRD#: 2622905
RG
Professional summary
Raymond Michael Giunta is a registered financial advisor currently at CORA CAPITAL ADVISORS located in Marlton, New Jersey.
Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Raymond has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BARATZ & ASSOCIATES,PA. CPA FIRM. PARTNER.TAX & ACCOUNTING/FINANCIAL PLANNING SERVICES. DEVOTE 160 HRS/MO. OWN 20% OF STOCK. ESTABLISHED CONNECTION 1981. COMPENSATION $100,000-$200,000. POSITION: cpa/officer/owner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 175 SECURITIES TRADING HOURS: 145 START DATE: 01/01/1981 ADDRESS: 4b eves dr marlton NJ 08226 DESCRIPTION: tax and accounting services to clients 2. B&A I,II,III,IV,V LIMITED PARTNERSHIP. PASSIVE INVESTOR.REAL ESTATE/RESTAURANT. O HRS/MO. OWN 20%. $O COMPENSATION. ESTABLISHED CONNECTION 1990. PLAN TO CONTINUE THESE INTERESTS. 3. BARATZ FINANCIAL SERVICES, LLC - INSURANCE AGENCY (FIXED INSURANCE); SALE OF FIXED INSURANCE PRODUCTS (20% OWNER). START DATE: 11/2007; DEVOTES 75 HRS PER MONTH, 75 HRS DURING MARKET HRS. 9/9/13 4. Cora Capital Assurance - Marlton NJ non-investment related; insurance broker; insurance sales; 2/6/2015; 5 hours per month; 5 hours per month during trading hours. 5. CORA CAPITAL ADVISORS, MARLTON NJ- SEC REGISTERED INVESTMENT ADVISOR YES INVESTMENT RELATED- START DATE 3/22 14% IAR OWNERSHIP-100 HOURS DEVOTED PER MONTH-100 HOURS DEVOTED PER MONTH DURING TRADING HOURS 6. AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. - INVESTMENT RELATED - MARLTON NJ - BROKER-DEALER - REGISTERED REPRESENTATIVE - 11/2011 - APPX. 10 HRS/MNTH.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Michael Giunta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2022 - Present
CORA CAPITAL ADVISORS
Office #1: 4 Eves Drive Suite B100, Marlton, NJ 08053RIA
CRD#: 318134
Marlton, NJ
Past
October 11, 2024 - November 11, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
MARLTON, NJ
Past
November 28, 2011 - December 31, 2022
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
November 22, 2011 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
MARLTON, NJ
Past
May 16, 2007 - November 23, 2011
PTS BROKERAGE, LLC
RIA
CRD#: 119307
MARLTON, NJ
Past
January 23, 2007 - November 23, 2011
PTS BROKERAGE, LLC
BD
CRD#: 119307
MARLTON, NJ
Past
June 2, 1995 - November 7, 1995
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
BEDMINSTER, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CORA CAPITAL ADVISORS
CORA CAPITAL ADVISORS | CORA CAPITAL ADVISORS LLC
CRD#: 318134 / SEC#: 801-123101
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(3/29/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CORA CAPITAL ADVISORS
CORA CAPITAL ADVISORS | CORA CAPITAL ADVISORS LLC
CRD#: 318134 / SEC#: 801-123101
RIA
Registered Investment Advisory firm - (1/21/2022 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4 Eves Drive Suite B100, Marlton, NJ 08053
Mailing Address
Phone number
(856) 513-8600
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,755 |
| AUM (Assets Under Management) | $ 587,524,745 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 07/29/2024 | ||
| 01/10/2024 | ||
| 02/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
