Jonathan A. Shaw
Professional summary
Jonathan Adam Shaw, who also goes by Jon Shaw, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1995. Jonathan has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Adam Shaw's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 6, 2000 - August 27, 2001
WMA SECURITIES, INC.
August 11, 1997 - June 25, 1999
WMA SECURITIES, INC.
September 15, 1995 - August 12, 1997
LIFEMARK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2020)
Exams
Series 6TO
Date: 1/2/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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