Paul F. Manzano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Finlay Manzano was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1995. Paul had worked at 7 firms and has passed the Series 63, Series 65, Series 79, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2010 - January 28, 2014
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
December 17, 2007 - October 21, 2008
NATIONAL SECURITIES CORPORATION
January 2, 2007 - October 1, 2007
PALI CAPITAL, INC.
January 16, 1997 - October 30, 1998
WILLIAM BLAIR
November 2, 1995 - December 9, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 6, 1995 - November 3, 1995
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 6, 1995 - November 3, 1995
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
METROPOLITAN CAPITAL INVESTMENT BANC, INC.
CRD#: 148820 / SEC#: , 8-68075
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
