Amy B. Beauchene

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CRD#: 2622374

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amy B Beauchene, who also goes by Amy Sue Beauchene, Amy B Humphrey, was a registered financial professional .

Amy is a previously registered financial professional and started their career in finance in 1995. Amy had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Amy Sue Beauchene | Amy B Humphrey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAGDCA. Non-investment related. Nature of Business: Educational information. Position: Industry Member - NAGDCA Board. Start Date: 01/01/2025. Number of hours per month devoted to other business 1-2; during securities trading hours 1-2. Duties: The NAGDCA Industry Committee offers a unique opportunity for our private sector partners to use their skills to make an impact in the government defined contribution market. Each member is voted onto the committee by their peers to a six-year term, culminating in the role of Industry President. The Industry Committee is also responsible for planning the Industry Roundtable, and for representing the voice of our private sector members. As a member of the Board we might be involved in discussions on how to get new membership.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 21, 2021 - June 17, 2025

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

Otis, MA

Past

June 21, 2021 - June 17, 2025

MISSIONSQUARE INVESTMENT SERVICES

CRD#: 23189

WASHINGTON, DC

Past

April 14, 2021 - June 21, 2021

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

ENFIELD, CT

Past

April 13, 2021 - June 21, 2021

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

ENFIELD, CT

Past

December 18, 2018 - December 19, 2019

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

September 11, 2018 - December 19, 2019

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

CANTON, CT

Past

January 2, 2013 - August 23, 2018

MML DISTRIBUTORS, LLC

CRD#: 38030

Canton, CT

Past

January 1, 2009 - January 2, 2013

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

September 14, 2000 - January 1, 2009

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

June 15, 1995 - December 20, 1999

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/30/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/14/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/13/2016

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 9/4/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

MISSIONSQUARE RETIREMENT

CRD#: 108783 / SEC#: 801-18273

RIA

Registered Investment Advisory firm - (1/19/1983 Approved)

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Contact information

Main Address

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240

Mailing Address

Phone number

(202) 962-4600

Established

Firm type

Fiscal year end

# of Employees

599

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GUIDED PATHWAYS ADVISORY SERVICES (10/30/2025)

INSURANCE CONTRACT SEPARATE ACCOUNT ADVISORY SERVICES (3/31/2025)

INSTITUTIONAL ASSET ALLOCATION ADVISORY SERVICES (3/31/2025)

Regulatory assets under management

Total Number of Accounts	58,580
AUM (Assets Under Management)	$ 5,959,398,729

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Amy B. Beauchene

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MISSIONSQUARE INVESTMENT SERVICES

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

MML DISTRIBUTORS, LLC

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

HIMCO DISTRIBUTION SERVICES COMPANY

Primary Firm SEC Registration

MISSIONSQUARE RETIREMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2018

Series 63

Date: 1/30/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2015

Series 6

Date: 6/14/1995

Series 24

Date: 10/13/2016

Series 26

Date: 9/4/1997

Current Firm

MISSIONSQUARE RETIREMENT

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MISSIONSQUARE RETIREMENT

TRUST BUT VERIFY

Contact information

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