Kimberly J. Enders

CETERA INVESTMENT ADVISERS LLC

STERLING HEIGHTS, MI 48312

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CRD#: 2622102

Professional summary

Kimberly Joanne Crichton Enders, CFP®, who also goes by Kimberly Joanne Crichton, Kimberly Enders, Kim Enders, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sterling Heights, Michigan and CETERA WEALTH SERVICES, LLC located in Sterling Heights, Michigan.

Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Kimberly has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly Joanne Crichton | Kimberly Enders | Kim Enders

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 4/2023; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES, & LONG-TERM CARE; (2) - - ENDERS WEALTH MANAGEMENT; SINCE 10/01/2015; SAME ADDRESS AS BRANCH; CO-OWNER; this is the DBA for our financial planning practice; 160 HOURS SPENT ON ACTIVITY PER MONTH, 160 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS; 3) NAME OF OTHER BUSINESS: KIMBERLY J. C. ENDERS, PUBLIC SPEAKER; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PUBLIC SPEAKING; START DATE: 1/2019; POSITION/TITLE/RELATIONSHIP: OWNER/PUBLIC SPEAKER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MOTIVATIONAL SPEAKING & SALES TRAINING - GENERATE NEW RELATIONSHIPS & DELIVER PUBLIC SPEAKING;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Joanne Crichton Enders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

June 29, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 38700 Van Dyke Ave Ste 125, Sterling Heights, MI 48312

RIA

CRD#: 105644

STERLING HEIGHTS, MI

Current

September 20, 2019 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 38700 Van Dyke Ave Ste 125, Sterling Heights, MI 48312

CRD#: 13572

Sterling Heights, MI

Past

May 20, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

EL SEGUNDO, CA

Past

July 18, 2016 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

STERLING HEIGHTS, MI

Past

October 14, 2015 - June 11, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

STERLING HEIGHTS, MI

Past

September 9, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

STERLING HEIGHTS, MI

Past

May 26, 2010 - November 13, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

UTICA, MI

Past

December 17, 2008 - September 29, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

UTICA, MI

Past

January 1, 2004 - December 22, 2008

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

UTICA, MI

Past

February 6, 2003 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

January 5, 2001 - January 15, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 1, 1999 - March 2, 2001

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 20, 1997 - February 1, 1999

WINGSPAN INVESTMENT SERVICES

CRD#: 17516

CHICAGO, IL

Past

December 10, 1996 - March 18, 1997

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

May 10, 1996 - December 9, 1996

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

July 11, 1995 - April 10, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/20/2023)

Colorado
(5/14/2025)

Florida
(9/21/2019)

Georgia
(11/11/2019)

Illinois
(9/20/2019)

Michigan
(9/20/2019)

IAR

Michigan
(6/29/2023)

New York
(7/26/2024)

North Carolina
(9/20/2019)

Ohio
(4/27/2021)

Texas
(9/4/2024)

IAR

Texas
(9/4/2024)

Washington
(5/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/17/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/10/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/6/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kimberly J. Enders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Joanne Crichton Enders's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

BANC ONE SECURITIES CORPORATION

WINGSPAN INVESTMENT SERVICES

LOCUST STREET SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2010

Series 63

Date: 8/17/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/10/1997

Series 6

Date: 7/10/1995

Series 24

Date: 4/6/2009

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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