TM
Timothy P. Malarkey
LRI INVESTMENTS
Newtown, PA 18940
Some features on this profile are disabled
CRD#: 2621989
TM
Professional summary
Timothy Patrick Malarkey is a registered financial advisor currently at LRI INVESTMENTS located in Newtown, Pennsylvania and M HOLDINGS SECURITIES, INC. located in Newtown, Pennsylvania.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Timothy has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SDM Inc., dba JKJ Financial Services and JKJ Retirement Services; 109 Pheasant Run, Newtown, PA 18940; 09/19/1994; President/Managing Partner; Running an M Firm, Client Management, Producing Business; Investment Related; 300 h/m; 300 h/m during trading hours; Managing firm and advising clients. 2) M Holdings Securities, Inc; investment-related; 1125 NW Couch St. Portland OR 97209; Broker/Dealer services; Registered Representative; 02/2001 start date; 300 h/m; 300 h/m during securities trading hours; placement and management of securities related business. 3) Rocchino Family Foundation; 598 Skippack Pike, Blue Bell, PA 19422; 03/2016; Member, Board of Directors; Help decide scholarship winners; Investment Related; 5 h/m; 4 h/m during trading hours. 4) JKJ M Equity Partners, LP; 109 Pheasant Run, Newtown, PA 18940; 5/30/2014; General Partner; Holdings vehicle; Investment related; . 5) Hall Trust; 07/2009; Trustee; Processing annual gifts to trusts for term insurance payments; Not Investment Related; 1 h/m; 1 h/m during trading hours. 6) Burgstahler trust; 07/2009; Trustee; Processing annual gifts to trusts for term insurance payments; Not Investment Related; 1 h/m; 1 h/m during trading hours. 7) Kalten trust; 07/2009; Trustee; Processing annual gifts to trusts for term insurance payments; Not Investment Related; 1 h/m; 1 h/m during trading hours. 8) McCann trust; 07/2009; Trustee; Processing annual gifts to trusts for term insurance payments; Not Investment Related; 1 h/m; 1 h/m during trading hours. 9) LRI Investments, LLC; 3825 PGA Blvd., Suite 303, Palm Beach Gardens FL 33410; Registered Investment Advisor; Investment Related; Investment Advisory Representative; Providing investment advisory services to clients; 11/01/2024; 160 hours per month; 160 hours per month during trading hours. 10) JKJ LRII Equity Partners LLC; 109 Pheasant Run, Newtown PA 18940; Ownership stake in RIA; Investment Related; Managing Member; Decision making for people, processes, budgets, expenses, etc., for the RIA; 12/02/2024; 5 h/m; 2 h/m during trading hours. 11) Teach Plus - PA; One Beacon Street, Boston, MA, 02108; not investment-related; Education; Board Member; 08/01/2025 start date; 20 hours/month; 10 hours/month during trading hours; duties include assisting the Executive Director and her team with strategic and tactical guidance as they work to advocate for prudent education public policy and helping with fundraising. 12) AlphaSites Consulting; 100 Park Ave, 14th Floor, New York, NY 10017; Not insvestment related; Consultant; Answer questions about market; 10/15/2025; 1 ho/mo; 1 ho/mo during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Patrick Malarkey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2024 - Present
LRI INVESTMENTS
Office #1: 109 Pheasant Run, Newtown, PA 18940RIA
CRD#: 323556
Newtown, PA
Current
February 1, 2001 - Present
M HOLDINGS SECURITIES, INC.
Office #1: 109 Pheasant Run, Newtown, PA 18940RIA
BD
CRD#: 43285
Newtown, PA
Past
November 29, 2004 - July 2, 2025
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
BERWYN, PA
Past
July 17, 1995 - February 2, 2001
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
Registered Investment Advisory firm - (4/12/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/24/2021)
RR
California(2/1/2001)
RR
Colorado(12/11/2020)
RR
Connecticut(8/17/2021)
RR
Delaware(2/1/2001)
RR
District of Columbia(2/1/2001)
RR
Florida(2/2/2001)
RR
Georgia(7/13/2016)
RR
Illinois(1/20/2016)
RR
Indiana(4/27/2016)
RR
Iowa(12/18/2008)
RR
Kansas(8/1/2001)
RR
Kentucky(5/5/2009)
RR
Maryland(2/1/2001)
IAR
Maryland(12/9/2024)
RR
Massachusetts(5/23/2001)
RR
Michigan(12/4/2013)
RR
Minnesota(12/4/2013)
RR
Montana(11/21/2014)
RR
Nevada(1/14/2019)
RR
New Hampshire(3/11/2004)
RR
New Jersey(2/1/2001)
RR
New Mexico(10/30/2017)
RR
New York(2/1/2001)
RR
North Carolina(4/9/2013)
RR
Ohio(12/5/2013)
RR
Oklahoma(1/11/2021)
RR
Oregon(7/13/2016)
RR
Pennsylvania(2/1/2001)
IAR
Pennsylvania(11/1/2024)
RR
Puerto Rico(11/7/2022)
RR
Tennessee(6/8/2017)
RR
Texas(8/28/2014)
IAR
Texas(11/1/2024)
RR
Vermont(8/19/2009)
RR
Virginia(2/1/2001)
RR
Wisconsin(1/20/2016)
RR
Wyoming(10/30/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LRI INVESTMENTS
JKJ FINANCIAL SERVICES | MARINER FINANCIAL GROUP | LRI INVESTMENTS, LLC | LRI INVESTMENTS | LINDBERG & RIPPLE | JKJ RETIREMENT SERVICES
CRD#: 323556 / SEC#: 801-127277
RIA
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Contact information
Main Address
3825 Pga Blvd Suite 303, Palm Beach Gardens, FL 33410
Mailing Address
Phone number
(561) 323-2265
Established
Firm type
Fiscal year end
# of Employees
37
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,295 |
| AUM (Assets Under Management) | $ 1,404,038,363 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
