Holly E. Randino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Holly Ellen Randino, who also goes by Holly Ellen Branciforte, Branciforte, Holly Ellen Ferrara, was a registered financial professional .
Holly is a previously registered financial professional and started their career in finance in 1995. Holly had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2016 - October 31, 2018
RETIREONE INVESTMENT SERVICES, LLC
September 1, 2011 - April 22, 2016
SANDERS MORRIS LLC
May 3, 2010 - August 3, 2011
NEWALLIANCE INVESTMENTS, INC.
January 1, 2005 - September 3, 2009
BANCNORTH INVESTMENT GROUP, INC.
March 4, 2003 - January 1, 2005
CETERA INVESTMENT SERVICES LLC
June 28, 2000 - March 6, 2003
NATIONAL PLANNING CORPORATION
July 6, 1995 - June 29, 2000
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREONE INVESTMENT SERVICES, LLC
CRD#: 269923 / SEC#: , 8-69640
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
