Eric N. Sterner
Professional summary
Eric Nils Sterner, who also goes by Eric Sterner, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Martinsville, New Jersey and APOLLON FINANCIAL, LLC located in Martinsville, New Jersey.
Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Eric has worked at 13 firms and has passed the Series 65, Series 63, Series 7, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Eric Nils Sterner's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2022 - Present
APOLLON WEALTH MANAGEMENT, LLC
February 13, 2023 - Present
APOLLON FINANCIAL, LLC
April 18, 2019 - August 18, 2021
PRUDENTIAL SELECT STRATEGIES LLC
November 19, 2010 - March 22, 2013
TOWER SQUARE SECURITIES, INC.
May 3, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 3, 2004 - March 22, 2013
WALNUT STREET SECURITIES, INC.
May 3, 2004 - March 22, 2013
NEW ENGLAND SECURITIES
May 3, 2004 - March 22, 2013
MSI FINANCIAL SERVICES, INC.
June 25, 2002 - November 12, 2002
SIGNATOR INVESTORS, INC.
October 31, 1997 - June 30, 2000
SURETRADE INC.
September 29, 1997 - November 18, 1997
QUICK & REILLY, INC.
September 18, 1995 - September 5, 1997
TD AMERITRADE, INC.
June 14, 1995 - August 3, 1995
L.C. WEGARD & CO., INC.
Primary Firm SEC Registration
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902 / SEC#: 801-112350
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/9/2022)
Exams
Series 8
Date: 12/26/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902 / SEC#: 801-112350
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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