Gregory D. Viscovich
Professional summary
Gregory Dominic Viscovich is a registered financial professional currently at WALL STREET ACCESS located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1995. Gregory has worked at 9 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 53, Series 14, Series 9, Series 10, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Dominic Viscovich's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2008 - Present
WALL STREET ACCESS
Office #1: 100 Wall Street, Suite 804, New York, NY 10005May 4, 2009 - January 14, 2013
WSA FIXED INCOME, LLC
August 6, 2003 - December 31, 2003
INVESTEC INC.
August 6, 2003 - July 16, 2008
HAPOALIM SECURITIES USA, INC.
December 18, 2002 - August 6, 2003
MAXIM GROUP LLC
October 29, 1999 - December 20, 2002
HAPOALIM SECURITIES USA, INC.
June 10, 1998 - October 29, 1999
ROYCE INVESTMENT GROUP, INC.
May 2, 1997 - July 13, 1998
A.J. MICHAELS & CO., LTD.
July 17, 1996 - April 2, 1997
DREYFUS BROKERAGE SERVICES, INC.
May 25, 1995 - September 7, 1995
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2008)
(7/7/2008)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/5/1999
Limited Representative-Equity Trader ExamFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
WALL STREET ACCESS
CRD#: 10012 / SEC#: , 8-25936
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DPK SECURITIES, LLC | 98% OWNER/GENERAL PARTNER | |
| DENIS P. KELLEHER, LLC | 2% OWNER/GENERAL PARTNER | |
| GOETCHIUS, ARTHUR LEROY | CHIEF EXECUTIVE OFFICER | 1374251 |
| KELLEHER, SEAN MICHAEL | PRESIDENT | 1726997 |
| LAVIN, WILLIAM KANE JR | EXECUTIVE MANAGING DIRECTOR / ROSFP | 2703117 |
| MITCHELL, JOHN LOUIS | CHIEF FINANCIAL OFFICER / FINOP | 2193524 |
| O'CONNELL, JOHN PATRICK | ASSISTANT CONTROLLER | 4698479 |
| VISCOVICH, GREGORY DOMINIC | CHIEF COMPLIANCE OFFICER | 2621348 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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