Gary W. Lilienfeld
Professional summary
Gary Wayne Lilienfeld, who also goes by Gary W Lilienfeld, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1995. Gary has worked at 5 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Wayne Lilienfeld's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2021 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022September 22, 2008 - January 6, 2020
BARCLAYS CAPITAL INC.
January 22, 2001 - September 22, 2008
LEHMAN BROTHERS INC.
July 5, 2000 - January 3, 2001
CITIGROUP GLOBAL MARKETS INC.
November 14, 1996 - June 21, 2000
LEHMAN BROTHERS INC.
June 6, 1995 - November 29, 1996
NATHAN & LEWIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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