Karey A. Geddes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karey Anne Geddes, who also goes by Karey A Geddes, was a registered financial professional .
Karey is a previously registered financial professional and started their career in finance in 1995. Karey had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 2017 - July 21, 2020
COHEN & COMPANY SECURITIES, LLC
August 16, 2013 - August 24, 2015
BRANT POINT CAPITAL, LLC
October 20, 2010 - August 22, 2011
BANC OF MANHATTAN CAPITAL
January 9, 2007 - July 31, 2008
TERWIN CAPITAL, LLC
February 6, 2003 - January 4, 2007
TERWIN CAPITAL, LLC
October 16, 2000 - August 28, 2002
CREDIT SUISSE SECURITIES (USA) LLC
May 21, 1997 - October 16, 2000
PERSHING LLC
December 5, 1995 - May 30, 1997
NOMURA SECURITIES INTERNATIONAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
COHEN & COMPANY SECURITIES, LLC
CRD#: 149758 / SEC#: , 8-68186
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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