John C. Herman
Professional summary
John Clifford Herman, CFP®, who also goes by John Herman, is a registered financial advisor currently at CLASSIC FINANCIAL & INVESTMENT SERVICES, INC. located in Niwot, Colorado.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 2 firms and has passed the Series 63, Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Clifford Herman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2002 - Present
CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.
May 1, 2001 - February 27, 2003
XELAN INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/24/2002)
(12/15/2004)
(5/26/2006)
Exams
Series 2
Date: 5/15/1995
Non-Member General Securities ExaminationCurrent Firm
CLASSIC FINANCIAL & INVESTMENT SERVICES, INC.
CRD#: 127666 / SEC#: 801-64035
Contact information
Regulatory assets under management
| Total Number of Accounts | 168 |
| AUM (Assets Under Management) | $ 60,652,243 |
Red Flags
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