HD
Heather H. Davis
PAULSON INVESTMENT COMPANY LLC
Portland, OR 97223
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CRD#: 2621029
HD
Professional summary
Heather Honey Davis, who also goes by Heather Honey Anderson, Heather Honey Tisserat, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Portland, Oregon.
Heather is registered as a RR (Registered Representative) and started their career in finance in 2000. Heather has worked at 5 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Heather Honey Anderson | Heather Honey Tisserat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Heather Honey Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2020 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 10220 Sw Greenburg Rd, Ste 380, Portland, OR 97223BD
CRD#: 5670
Portland, OR
Past
May 6, 2013 - January 2, 2020
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 1254
PORTLAND, OR
Past
January 27, 2005 - April 30, 2013
J.W. MILLEGAN, INC.
BD
CRD#: 40116
SHERIDAN, OR
Past
January 13, 2003 - January 25, 2005
D.A. DAVIDSON & CO.
BD
CRD#: 199
GREAT FALLS, MT
Past
May 15, 2001 - December 6, 2002
PLANMEMBER SECURITIES CORPORATION
BD
CRD#: 11869
CARPINTERIA, CA
Past
April 5, 2000 - April 30, 2001
PAULSON INVESTMENT COMPANY LLC
BD
CRD#: 5670
PORTLAND, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/9/2023)
RR
Alaska(3/9/2023)
RR
Arizona(3/9/2023)
RR
Arkansas(3/9/2023)
RR
California(3/9/2023)
RR
Colorado(3/9/2023)
RR
Connecticut(3/9/2023)
RR
Delaware(3/9/2023)
RR
District of Columbia(3/9/2023)
RR
Florida(3/9/2023)
RR
Georgia(3/9/2023)
RR
Hawaii(3/9/2023)
RR
Idaho(3/9/2023)
RR
Illinois(3/9/2023)
RR
Indiana(3/9/2023)
RR
Iowa(3/9/2023)
RR
Kansas(3/9/2023)
RR
Kentucky(3/9/2023)
RR
Louisiana(3/9/2023)
RR
Maine(3/9/2023)
RR
Maryland(3/9/2023)
RR
Massachusetts(3/9/2023)
RR
Michigan(3/9/2023)
RR
Minnesota(3/9/2023)
RR
Mississippi(3/9/2023)
RR
Missouri(3/9/2023)
RR
Montana(3/9/2023)
RR
Nebraska(3/9/2023)
RR
Nevada(3/9/2023)
RR
New Hampshire(3/9/2023)
RR
New Jersey(3/9/2023)
RR
New Mexico(3/9/2023)
RR
New York(3/9/2023)
RR
North Carolina(3/9/2023)
RR
North Dakota(3/9/2023)
RR
Ohio(3/10/2023)
RR
Oklahoma(3/9/2023)
RR
Oregon(1/8/2020)
RR
Pennsylvania(3/9/2023)
RR
Rhode Island(3/9/2023)
RR
South Carolina(3/9/2023)
RR
South Dakota(3/9/2023)
RR
Tennessee(3/9/2023)
RR
Texas(3/9/2023)
RR
Utah(3/9/2023)
RR
Vermont(3/9/2023)
RR
Virginia(3/9/2023)
RR
Washington(3/9/2023)
RR
West Virginia(3/9/2023)
RR
Wisconsin(3/9/2023)
RR
Wyoming(3/9/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PI
PAULSON INVESTMENT COMPANY LLC
PAULSON INVESTMENT COMPANY LLC | PAULSON WEALTH ADVISORS | PAULSON INVESTMENT COMPANY, LLC | PAULSON INVESTMENT COMPANY, INC.
CRD#: 5670 / SEC#: 801-107194, 8-26807
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
10220 Sw Greenburg Rd Suite 465, Lake Oswego, OR 97035
Mailing Address
10220 Sw Greenburg Rd Suite 380, Portland, OR 97223
Phone number
(503) 243-6000
Established
Delaware since 03/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
