Ronald W. Gibbs

VERITY ASSET MANAGEMENT

BLACKSBURG, VA 24060-3922

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CRD#: 2620589

Professional summary

Ronald Wiatt Gibbs is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Blacksburg, Virginia and VERITY INVESTMENTS, INC. located in Blacksburg, Virginia.

Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Ronald has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Verity Asset Management - 4/1/2012 - 280 S Mangum Street, Suite 550, Durham, NC 27701- IAR, Investment Advisory Services, Invt Rel, RA, 160 hrs/mo, 160 hrs/mo (during trading hours). 2) Verity Financial Group - 4/1/2012 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Invt Rel, Insurance business, 40 hrs/mo; 40 hrs/mo (during trading hours). 3) Independent Insurance Agent - 10/1/2005 - 1500 Palmer Drive, Blacksburg, VA 24060 - Owner, Selling and servicing of insurance products, Not Invt Rel, Sales and service of insurance products, less than 20 hrs/mo; 5-10 hrs/mo (during trading). 4) Gibbs Holdings, LLC - 11/2023 - 1500 Palmer Drive, Blacksburg, VA 24060, Owner, Make sure son's home is in operational order, not Invt Rel, rental housing, less than 20 hrs/mo; 5-10 hrs/mo (during trading).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Wiatt Gibbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 10, 2012 - Present

VERITY ASSET MANAGEMENT

Office #1: 119 Church St Ne #100, Blacksburg, VA 24060-3922

RIA

CRD#: 158667

BLACKSBURG, VA

Current

April 10, 2012 - Present

VERITY INVESTMENTS, INC.

Office #1: 119 Church St Ne Ste 100, Blacksburg, VA 24060-3922

CRD#: 41527

BLACKSBURG, VA

Current

November 11, 2025 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

June 10, 2011 - March 30, 2012

GWN SECURITIES INC.

RIA

CRD#: 128929

BLACKBURG, VA

Past

July 1, 2010 - March 30, 2012

GWN SECURITIES INC.

CRD#: 128929

BLACKBURG, VA

Past

July 1, 2005 - June 10, 2011

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

BLACKSBURG, VA

Past

February 15, 2005 - July 1, 2010

MM ASCEND LIFE INVESTOR SERVICES, LLC

CRD#: 36451

BLACKSBURG, VA

Past

February 25, 2004 - February 15, 2005

PMG SECURITIES CORPORATION

CRD#: 27107

ELGIN, IL

Past

November 21, 2001 - February 23, 2004

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

January 5, 2000 - December 4, 2001

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

December 1, 1997 - December 31, 1999

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

August 11, 1995 - December 1, 1997

FORTH FINANCIAL SECURITIES, CORPORATION

CRD#: 14363

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/25/2024)

Georgia
(1/25/2024)

North Carolina
(4/10/2012)

South Carolina
(1/25/2024)

IAR

Texas
(3/9/2021)

Virginia
(4/10/2012)

IAR

Virginia
(4/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/30/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/10/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

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Contact information

Main Address

280 S Mangum St Ste 550, Durham, NC 27701-3676

Mailing Address

Phone number

(919) 490-6717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	7,199
AUM (Assets Under Management)	$ 1,041,329,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Ronald W. Gibbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Wiatt Gibbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITY INVESTMENTS, INC.

THE LEADERS GROUP, INC.

GWN SECURITIES INC.

GWN SECURITIES INC.

INTERACTIVE FINANCIAL ADVISORS

MM ASCEND LIFE INVESTOR SERVICES, LLC

PMG SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

OSAIC FS, INC.

CAPITAL BROKERAGE CORPORATION

FORTH FINANCIAL SECURITIES, CORPORATION

Primary Firm SEC Registration

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/30/2005

Series 63

Date: 8/10/1995

SIE

Date: 10/1/2018

Series 6

Date: 8/10/1995

FINRA

Current Firm

VERITY ASSET MANAGEMENT

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY ASSET MANAGEMENT

TRUST BUT VERIFY

Contact information

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