Michael Baldo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Baldo, who also goes by Miguel Baldo Lozano, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1996. Michael had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2002 - November 5, 2002
PARK CAPITAL SECURITIES, LLC
January 30, 2002 - May 8, 2002
THOMAS FLETCHER & COMPANY, INC.
December 11, 2001 - March 1, 2002
WOLFF INVESTMENT GROUP INCORPORATED
May 11, 2001 - October 29, 2001
BERRY-SHINO SECURITIES, INC.
March 20, 2000 - March 2, 2001
BLUESTONE CAPITAL CORP.
December 7, 1999 - March 22, 2000
JOSEPHTHAL & CO., INC.
October 20, 1999 - December 20, 1999
ROYAL HUTTON SECURITIES CORP.
August 27, 1997 - April 15, 1999
LADENBURG THALMANN & CO. INC.
December 4, 1996 - June 11, 1997
FAIRCHILD FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PARK CAPITAL SECURITIES, LLC
CRD#: 104206 / SEC#: , 8-52653
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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