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Anthony John Orlando Jr

CRD# 2497838·Registered 1994 - 2004
Barred: Anthony John Orlando JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Anthony John Orlando JR, who also goes by Anthony John Oblando Jr, Tony Orlando, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1994 - 2004. Anthony had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony John Oblando Jr, Tony Orlando

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

PARK CAPITAL SECURITIES, LLC·CRD# 104206
BD
New York, NY
January 2, 2001 - January 15, 2004
THE CONCORD EQUITY GROUP, LLC·CRD# 14569
BD
Iselin, NJ
November 16, 1999 - January 23, 2001
GENEVA CAPITAL CORP.·CRD# 43747
BD
New York, NY
March 25, 1999 - November 22, 1999
TRADE.COM ONLINE SECURITIES, INC.·CRD# 36189
BD
New York, NY
August 22, 1997 - March 24, 1999
R.D. WHITE & CO., INC.·CRD# 7011
BD
New York, NY
August 21, 1996 - September 24, 1997
NICHOLS, SAFINA, LERNER & CO. INC.·CRD# 35476
BD
New York, NY
August 19, 1994 - August 20, 1996

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Current Firm

PC
PARK CAPITAL SECURITIES, LLC

PARK CAPITAL SECURITIES, LLC

CRD#: 104206 / SEC#: 8-52653
BD
Terminated by SEC on 03/15/2004

Contact Information

Established

Delaware since 05/17/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PARK CAPITAL FINANCIAL GROUP, LLCPARENT CO.—
DELAPLAIN, ROBERT CHARLES JRROP, CROP, SROP1017107
ORLANDO, ANTHONY JOHN JRCOO/EXEC VP/GSP2497838
ORLANDO, PHILIP ANTHONYCEO/PRES/GSP2839212
SANDUCCI, DAVID JOSEPHGSP2370405
TRIEBEL, WILLIAM OAKLEIGHFINOP1698337

Disclosures

Regulatory Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Mar 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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