Robert L. Puz

MAINSTAY CAPITAL MANAGEMENT

Grand Blanc, MI 48439

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CRD#: 2619942

Professional summary

Robert Louis Puz, AIF® is a registered financial advisor currently at MAINSTAY CAPITAL MANAGEMENT, LLC located in Grand Blanc, Michigan.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Robert has worked at 15 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Puz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 19, 2022 - Present

MAINSTAY CAPITAL MANAGEMENT, LLC

Office #1: 10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

RIA

CRD#: 109528

Grand Blanc, MI

Past

January 7, 2019 - May 10, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAGINAW, MI

Past

January 7, 2019 - May 10, 2022

LPL FINANCIAL LLC

CRD#: 6413

SAGINAW, MI

Past

September 2, 2015 - January 7, 2019

SPC

RIA

CRD#: 110692

SAGINAW, MI

Past

August 31, 2015 - January 7, 2019

SIGMA FINANCIAL CORPORATION

CRD#: 14303

Saginaw, MI

Past

May 15, 2013 - September 14, 2015

USADVISORS WEALTH MANAGEMENT, LLC

RIA

CRD#: 158108

FLINT, MI

Past

May 1, 2013 - September 11, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

FLINT, MI

Past

August 1, 2012 - April 24, 2013

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

OWOSSO, MI

Past

July 10, 2012 - April 24, 2013

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

OWOSSO, MI

Past

March 12, 2008 - August 26, 2008

SIGMA FINANCIAL CORPORATION

CRD#: 14303

SAGINAW, MI

Past

January 16, 2008 - February 5, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

ANN ARBOR, MI

Past

January 9, 2008 - February 5, 2008

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

ANN ARBOR, MI

Past

April 6, 2006 - January 23, 2007

IFMG SECURITIES, INC.

CRD#: 14416

SAGINAW, MI

Past

December 12, 2000 - December 31, 2001

NATCITY INSURANCE SERVICES, INC.

CRD#: 16989

CLEVELAND, OH

Past

December 12, 2000 - November 23, 2004

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

May 1, 1998 - December 14, 2000

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 6, 1996 - September 25, 1997

LEONARD & COMPANY

CRD#: 36527

TROY, MI

Past

November 14, 1995 - July 12, 1996

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

June 29, 1995 - November 21, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2012

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/25/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/12/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/5/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/17/2003

General Securities Principal Examination

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

CRD#: 109528 / SEC#: 801-58099

RIA

Registered Investment Advisory firm - (11/14/2000 Approved)

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Contact information

Main Address

10775 South Saginaw Bldg C, Suite F, Grand Blanc, MI 48439

Mailing Address

P.o. Box 487, Grand Blanc, MI 48480

Phone number

(866) 444-6246

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (7/23/2025)

Regulatory assets under management

Total Number of Accounts	3,455
AUM (Assets Under Management)	$ 4,663,966,411

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
10/23/2023	Cover Page	Report
12/14/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert L. Puz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Louis Puz's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SPC

SIGMA FINANCIAL CORPORATION

USADVISORS WEALTH MANAGEMENT, LLC

SECURITIES AMERICA, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

SIGMA FINANCIAL CORPORATION

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

IFMG SECURITIES, INC.

NATCITY INSURANCE SERVICES, INC.

NATCITY INVESTMENTS, INC.

CITIGROUP GLOBAL MARKETS INC.

LEONARD & COMPANY

MORGAN STANLEY DW INC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MAINSTAY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2012

Series 65

Date: 1/25/2008

Series 63

Date: 6/12/1995

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2012

Series 6

Date: 6/5/1995

Series 24

Date: 11/17/2003

Current Firm

MAINSTAY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAINSTAY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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