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Louis William Pasquale

Louis W. Pasquale

STRATEGIC ADVISERS LLC | Financial Consultant
MELVILLE, NY
Some features on this profile are disabled
CRD#: 2619746
Louis William Pasquale

Professional summary

Louis William Pasquale, CFP®, who also goes by Louis W Pasquale Jr, Louis W Pasquale, Louis William Pasquale Jr, Louis Pasquale, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Melville, New York and FIDELITY BROKERAGE SERVICES LLC located in Roslyn, New York.

Louis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Louis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

Biography

My role is to develop relationships with clients, get a clear understanding of their financial priorities, needs, preferences etc. & provide ongoing planning & advice to support them in achieving their goals. This is done by creating a goals-based plan & implemented using a wide array of Strategies.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Louis W Pasquale Jr | Louis W Pasquale | Louis William Pasquale Jr | Louis Pasquale

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis William Pasquale's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Education

L.I.U

Bachelor of Science (BS) - Business Marketing

2005

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1075 Northern Blvd, Roslyn, NY 11576-1681
RIA
CRD#: 104555
MELVILLE, NY
Current

September 28, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1075 Northern Blvd, Roslyn, NY 11576
BD
CRD#: 7784
ROSLYN, NY
Past

October 12, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
ROSLYN, NY
Past

July 18, 2018 - October 8, 2021

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Lake Grove, NY
Past

June 29, 2018 - October 8, 2021

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Lake Grove, NY
Past

May 16, 2006 - July 2, 2009

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
NEW YORK, NY
Past

October 12, 2005 - June 22, 2018

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
LAKE GROVE, NY
Past

October 5, 2004 - August 18, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

June 26, 2002 - March 22, 2004

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

June 26, 1998 - February 15, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 26, 1998 - February 15, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

November 15, 1995 - March 13, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(7/21/2023)
RR
Arkansas
(3/1/2024)
RR
California
(3/4/2022)
RR
Colorado
(3/25/2023)
RR
Connecticut
(10/4/2021)
RR
District of Columbia
(3/4/2022)
RR
Florida
(10/4/2021)
RR
Georgia
(1/14/2022)
RR
Maryland
(9/29/2023)
RR
Massachusetts
(3/4/2022)
RR
Nevada
(7/21/2023)
RR
New Jersey
(10/4/2021)
RR
New Mexico
(1/4/2025)
RR
New York
(9/28/2021)
IAR
New York
(3/31/2025)
RR
North Carolina
(3/4/2022)
RR
Oklahoma
(1/14/2022)
RR
Oregon
(7/21/2023)
RR
Pennsylvania
(3/4/2022)
RR
Texas
(3/4/2022)
IAR
Texas
(3/31/2025)
RR
West Virginia
(7/21/2023)
RR
Wisconsin
(7/8/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/5/2006
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 9/7/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/26/1995
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Melville, NY

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Contact information

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xxxxx@xxxx.xxx

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