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Simon J. Heslop
FSA WEALTH MANAGEMENT
Needham, MA 02494
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CRD#: 2619297
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Professional summary
Simon John Heslop, CFA is a registered financial advisor currently at FSA WEALTH MANAGEMENT, LLC located in Needham, Massachusetts.
Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Simon has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIMON HESLOP IS AN INDEPENDENT INSURANCE AGENT.
SIMON HESLOP HAS SERVED AS A DUALLY-REGISTERED INVESTMENT ADVISOR REPRESENTATIVE/REGISTERED REPRESENTATIVE WITH Commonwealth Financial Network and an Investment Advisor Representative of FINANCIAL STRATEGY ASSOCIATES, Inc. SINCE 08/2017. BUSINESS ACTIVITIES ARE CONDUCTED FROM NEEDHAM, MA
FINANCIAL STRATEGY ASSOCIATES, INC, OWNER OF A PRIVATE ENTITY CREATED AS THE OPERATING COMPANY FOR SECURITIES AND INSURANCE BUSINESS, CONDUCTED AT BRANCH, INVESTMENT RELATED.
PORTSMOUTH LAUNDRY, LLC, A PRIVATE ENTITY CREATED TO ESTABLISH, DEVELOP AND OPERATE A LAUNDROMAT AND RELATED SERVICES LOCATED IN PORTSMOUTH, NEW HAMPSHIRE, OWNER/MEMBER, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.
GREYFINN, LLC, CO-OWNER WITH SPOUSE OF A LEISURE ASSETS HOLDING PRIVATE ENTITY CREATED FOR OWNING AND RENTING PROPERTY NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.
Co-trustee of company retirement plan, FSA 401(k) Plan. Investment related and conducted from branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Simon John Heslop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 14, 2017 - Present
FSA WEALTH MANAGEMENT, LLC
Office #1: 144 Gould Street Suite 120, Needham, MA 02494RIA
CRD#: 288525
Needham, MA
Past
August 13, 2014 - September 29, 2017
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
NEEDHAM, MA
Past
April 25, 2011 - August 16, 2019
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Needham, MA
Past
October 23, 2002 - December 31, 2004
GREYSTONE FINANCIAL ADVISORS
RIA
CRD#: 121921
LONDONDERRY, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FSA WEALTH MANAGEMENT, LLC
FINANCIAL STRATEGY ASSOCIATES, INC. | HESLOP & MORRISSEY | FSA WEALTH MANAGEMENT, LLC | FSA WEALTH MANAGEMENT
CRD#: 288525 / SEC#: 801-110991
RIA
Registered Investment Advisory firm - (8/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/14/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FSA WEALTH MANAGEMENT, LLC
FINANCIAL STRATEGY ASSOCIATES, INC. | HESLOP & MORRISSEY | FSA WEALTH MANAGEMENT, LLC | FSA WEALTH MANAGEMENT
CRD#: 288525 / SEC#: 801-110991
RIA
Registered Investment Advisory firm - (8/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
144 Gould Street Suite 120, Needham, MA 02494
Mailing Address
Phone number
(781) 455-1020
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 916 |
| AUM (Assets Under Management) | $ 459,346,139 |
Red Flags
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Company Information
FSA WEALTH MANAGEMENT, LLC
CRD#: 288525Needham, MA 02494TRUST BUT VERIFY
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